A. Farnham Rankin - Dec 15, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 01:15 PM
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -19.5K -100% $0.00* 0 Dec 15, 2021 proportionate LP interest in shares held by RA II LP which is held in a trust F1
transaction HY Class A Common Stock Other $0 +3.74K +100% $0.00 7.48K Dec 15, 2021 Held by Trust fbo Reporting Person F2
transaction HY Class A Common Stock Other $0 -1.13K -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by Rankin Associates V F1, F3
transaction HY Class A Common Stock Other $0 -535 -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by Rankin Associates VI F1, F3
transaction HY Class A Common Stock Other $0 +200 +20.73% $0.00 1.17K Dec 15, 2021 Held by Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +19.5K +100% $0.00 39K Dec 15, 2021 Class A Common Stock 19.5K proportionate LP interest in shares held by RA II LP which is held in a trust F1, F4
transaction HY Class B Common Stock Other $0 -3.74K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 3.74K Held by Trust fbo Reporting Person F2, F4
transaction HY Class B Common Stock Other $0 +1.13K $0.00 1.13K Dec 15, 2021 Class A Common Stock 1.13K Proportionate interest in shares held by Rankin Associates V F1, F4
transaction HY Class B Common Stock Other $0 +535 $0.00 535 Dec 15, 2021 Class A Common Stock 535 Proportionate interest in shares held by Rankin Associates VI F1, F4
transaction HY Class B Common Stock Other $0 -200 -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 200 Held by Trust F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 held in trust u/a/d 8/12/2012
F4 N/A