John A. Utz - 14 Dec 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Issuer symbol
ASB
Transactions as of
14 Dec 2021
Net transactions value
-$4,665
Form type
4
Filing time
15 Dec 2021, 16:34:16 UTC
Previous filing
16 Nov 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $25,940 +2,000 +3% $12.97 68,480 14 Dec 2021 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability $30,605 -1,359 -2% $22.52 67,121 14 Dec 2021 Direct F1
holding ASB Common Stock $0.01 Par Value 13,437 14 Dec 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -2,000 -100% $0.000000* 0 14 Dec 2021 Common Stock $0.01 Par Value 2,000 $12.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligations as a result of the exercise and sale of stock options.
F2 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.