John A. Utz - Dec 14, 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Stock symbol
ASB
Transactions as of
Dec 14, 2021
Transactions value $
-$4,665
Form type
4
Date filed
12/15/2021, 04:34 PM
Previous filing
Nov 16, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $25.9K +2K +3.01% $12.97 68.5K Dec 14, 2021 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability -$30.6K -1.36K -1.98% $22.52 67.1K Dec 14, 2021 Direct F1
holding ASB Common Stock $0.01 Par Value 13.4K Dec 14, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -2K -100% $0.00* 0 Dec 14, 2021 Common Stock $0.01 Par Value 2K $12.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligations as a result of the exercise and sale of stock options.
F2 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.