David W. Gibbs - Dec 15, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Dec 15, 2021
Transactions value $
-$191,796
Form type
4
Date filed
12/15/2021, 11:30 AM
Previous filing
Nov 29, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102K +2.23K +11.62% $45.88 21.4K Dec 15, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102K -775 -3.62% $131.99 20.6K Dec 15, 2021 Direct F1
transaction YUM Common Stock Sale -$192K -1.45K -7.04% $132.01 19.2K Dec 15, 2021 Direct F1
holding YUM Common Stock 39.5K Dec 15, 2021 Trust - DWG
holding YUM Common Stock 26.4K Dec 15, 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2.23K -50% $0.00 2.23K Dec 15, 2021 Common Stock 2.23K $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.