David W. Gibbs - Dec 15, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: Chief Executive Officer, Director
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: Dec 15, 2021
Transactions value $: -$191,796
Form type: 4
Date filed: 12/15/2021, 11:30 AM
Previous filing: Nov 29, 2021
Next filing: Jan 5, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$102K	+2.23K	+11.62%	$45.88	21.4K	Dec 15, 2021	Direct	F1
transaction	YUM	Common Stock	Disposed to Issuer	-$102K	-775	-3.62%	$131.99	20.6K	Dec 15, 2021	Direct	F1
transaction	YUM	Common Stock	Sale	-$192K	-1.45K	-7.04%	$132.01	19.2K	Dec 15, 2021	Direct	F1
holding	YUM	Common Stock						39.5K	Dec 15, 2021	Trust - DWG
holding	YUM	Common Stock						26.4K	Dec 15, 2021	Trust SJG

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-2.23K	-50%	$0.00	2.23K	Dec 15, 2021	Common Stock	2.23K	$45.88	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to 10b5-1 Plan
F2	Vesting occurs on a quarterly basis beginning one year from grant date.