Key facts
- This page summarizes Peter Hui's Form 4 filing for ENTERPRISE FINANCIAL SERVICES CORP (EFSC).
- 5 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Dec 2021, 13:42.
Peter Hui - 08 Dec 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
- Reporting relationship
- Director
- Issuer ticker
- EFSC
- Reported as of
- 08 Dec 2021
- Net transaction value
- -$1,488,360
- SEC form
- 4
- Accepted by SEC
- 13 Dec 2021, 13:42:54 UTC
- Prior SEC filing
- 22 Jul 2021
- Next SEC filing
- 15 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Peter Hui
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Peter Hui filed Form 4 for ENTERPRISE FINANCIAL SERVICES CORP (EFSC) on 13 Dec 2021.
Change
- Previous filing in this sequence was filed on 22 Jul 2021.
- Current net transaction value: -$1,488,360.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EFSC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -31,000
- Change %
- -6.4%
- Price
- $0.000000
- Shares after
- 453,248
- Date
- 08 Dec 2021
- Ownership
- Direct
EFSC
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +31,000
- Change %
- Price
- $0.000000
- Shares after
- 31,000
- Date
- 08 Dec 2021
- Ownership
- Charitable Trust
EFSC
transaction
Common Stock
Sale
- Transaction value
- $1,298,160
- Shares
- -27,000
- Change %
- -87%
- Price
- $48.08
- Shares after
- 4,000
- Date
- 10 Dec 2021
- Ownership
- Charitable Trust
- Footnotes
- F1
EFSC
transaction
Common Stock
Sale
- Transaction value
- $190,200
- Shares
- -4,000
- Change %
- -100%
- Price
- $47.55
- Shares after
- 0
- Date
- 13 Dec 2021
- Ownership
- Charitable Trust
EFSC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,032
- Date
- 08 Dec 2021
- Ownership
- By Spouse
EFSC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,436
- Date
- 08 Dec 2021
- Ownership
- By Spouse IRA
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EFSC
transaction
Derivative
Phantom Stock
Award
- Transaction value
- $0
- Shares
- +144
- Change %
- +8.5%
- Price
- $0.000000
- Shares after
- 1,848
- Date
- 09 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 144
- Exercise price
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote
Footnote F2
Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
Footnote F3
Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
Footnote F4
Represents shares issued under the Non-Management Director Stock Plan.