Peter Hui - Dec 8, 2021 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Peter Hui
Stock symbol
EFSC
Transactions as of
Dec 8, 2021
Transactions value $
-$1,488,360
Form type
4
Date filed
12/13/2021, 01:42 PM
Previous filing
Jul 22, 2021
Next filing
Jul 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Other $0 -31K -6.4% $0.00 453K Dec 8, 2021 Direct
transaction EFSC Common Stock Other $0 +31K $0.00 31K Dec 8, 2021 Charitable Trust
transaction EFSC Common Stock Sale -$1.3M -27K -87.1% $48.08 4K Dec 10, 2021 Charitable Trust F1
transaction EFSC Common Stock Sale -$190K -4K -100% $47.55 0 Dec 13, 2021 Charitable Trust
holding EFSC Common Stock 62K Dec 8, 2021 By Spouse
holding EFSC Common Stock 5.44K Dec 8, 2021 By Spouse IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +144 +8.45% $0.00 1.85K Dec 9, 2021 Common Stock 144 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F4 Represents shares issued under the Non-Management Director Stock Plan.