| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JCI | Ordinary Shares | Award | $0 | +9.43K | +11.1% | $0.00 | 94.4K | Dec 8, 2021 | Direct | F1 |
| transaction | JCI | Ordinary Shares | Sale | -$1.98M | -25.1K | -26.56% | $78.96 | 69.3K | Dec 10, 2021 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JCI | Employee Stock Option (Right to Buy) | Award | $0 | +40.3K | $0.00 | 40.3K | Dec 8, 2021 | Ordinary Shares | 40.3K | $79.54 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| F2 | Transaction effected pursuant to a Rule 10b5-1 trading plan. |
| F3 | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.87 to $79.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. |
| F4 | Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. |