Jeffrey M. Williams - Dec 8, 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 8, 2021
Transactions value $
-$1,980,001
Form type
4
Date filed
12/10/2021, 05:05 PM
Previous filing
Dec 9, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Award $0 +9.43K +11.1% $0.00 94.4K Dec 8, 2021 Direct F1
transaction JCI Ordinary Shares Sale -$1.98M -25.1K -26.56% $78.96 69.3K Dec 10, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +40.3K $0.00 40.3K Dec 8, 2021 Ordinary Shares 40.3K $79.54 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2 Transaction effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.87 to $79.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
F4 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.