George Oliver - Dec 8, 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 8, 2021
Transactions value $
$0
Form type
4
Date filed
12/10/2021, 02:56 PM
Previous filing
Dec 9, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Award $0 +34.6K +2.72% $0.00 1.3M Dec 8, 2021 Direct F1
transaction JCI Ordinary Shares Gift $0 -567K -43.47% $0.00 737K Dec 8, 2021 Direct F2
transaction JCI Ordinary Shares Gift $0 +250K $0.00 250K Dec 8, 2021 GRO Sr. 2 Year GRAT F3
transaction JCI Ordinary Shares Gift $0 +247K $0.00 247K Dec 8, 2021 GRO Sr. 5 Year GRAT F4
transaction JCI Ordinary Shares Gift $0 +69.9K $0.00 69.9K Dec 8, 2021 Oliver Family Trust (SLAT) F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +148K $0.00 148K Dec 8, 2021 Ordinary Shares 148K $79.54 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT), 69,866 shares were gifted to Oliver Family Trust (SLAT) and 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT).
F3 249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT).
F4 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT).
F5 69,866 shares were gifted to Oliver Family Trust (SLAT).
F6 Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant.