George Oliver - 08 Dec 2021 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: Chairman & CEO
Signature: /s/ Leanne Michels, attorney-in-fact
Issuer symbol: JCI
Transactions as of: 08 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 10 Dec 2021, 14:56:15 UTC
Previous filing: 09 Dec 2021
Next filing: 13 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Award	$0	+34,573	+2.7%	$0.000000	1,303,784	08 Dec 2021	Direct	F1
transaction	JCI	Ordinary Shares	Gift	$0	-566,723	-43%	$0.000000	737,061	08 Dec 2021	Direct	F2
transaction	JCI	Ordinary Shares	Gift	$0	+249,876		$0.000000	249,876	08 Dec 2021	GRO Sr. 2 Year GRAT	F3
transaction	JCI	Ordinary Shares	Gift	$0	+246,981		$0.000000	246,981	08 Dec 2021	GRO Sr. 5 Year GRAT	F4
transaction	JCI	Ordinary Shares	Gift	$0	+69,866		$0.000000	69,866	08 Dec 2021	Oliver Family Trust (SLAT)	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Award	$0	+147,928		$0.000000	147,928	08 Dec 2021	Ordinary Shares	147,928	$79.54	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2	249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT), 69,866 shares were gifted to Oliver Family Trust (SLAT) and 246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT).
F3	249,876 shares were gifted to George R Oliver, Sr. 2 Year (GRAT).
F4	246,981 shares were gifted to George R Oliver, Sr. 5 Year (GRAT).
F5	69,866 shares were gifted to Oliver Family Trust (SLAT).
F6	Subject to certain acceleration and forfeiture provisions, fifty percent of the options became exercisable on the second anniversary of the grant and the remaining fifty percent became exercisable on the third anniversary of the grant.