Aldo J. Pagliari - 09 Dec 2021 Form 4 Insider Report for Snap-on Inc (SNA)

Signature
/s/ Ryan S. Lovitz under Power of Attorney for Aldo J. Pagliari
Issuer symbol
SNA
Transactions as of
09 Dec 2021
Net transactions value
-$724,871
Form type
4
Filing time
09 Dec 2021, 16:05:19 UTC
Previous filing
10 Sep 2021
Next filing
14 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $600,000 +10,000 +16% $60.00* 74,069 09 Dec 2021 Direct F1, F2
transaction SNA Common Stock Sale $127,958 -602 -0.81% $212.55 73,467 09 Dec 2021 Direct F1, F3
transaction SNA Common Stock Sale $888,719 -4,155 -5.7% $213.89 69,312 09 Dec 2021 Direct F1, F4
transaction SNA Common Stock Sale $308,195 -1,434 -2.1% $214.92 67,878 09 Dec 2021 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -10,000 -100% 0 09 Dec 2021 Common Stock 10,000 $60.00 Direct F1, F6, F7
holding SNA Stock Option (Right to Buy) 22,500 09 Dec 2021 Common Stock 22,500 $79.04 Direct F6
holding SNA Stock Option (Right to Buy) 33,000 09 Dec 2021 Common Stock 33,000 $109.43 Direct F6
holding SNA Stock Option (Right to Buy) 34,000 09 Dec 2021 Common Stock 34,000 $144.69 Direct F6
holding SNA Stock Option (Right to Buy) 35,000 09 Dec 2021 Common Stock 35,000 $138.03 Direct F6
holding SNA Stock Option (Right to Buy) 36,000 09 Dec 2021 Common Stock 36,000 $168.70 Direct F6
holding SNA Stock Option (Right to Buy) 26,052 09 Dec 2021 Common Stock 26,052 $161.18 Direct F6
holding SNA Stock Option (Right to Buy) 23,500 09 Dec 2021 Common Stock 23,500 $155.92 Direct F8
holding SNA Stock Option (Right to Buy) 23,500 09 Dec 2021 Common Stock 23,500 $155.34 Direct F8
holding SNA Stock Option (Right to Buy) 14,986 09 Dec 2021 Common Stock 14,986 $189.89 Direct F8
holding SNA Restricted Stock Units 2,337 09 Dec 2021 Common Stock 2,337 Direct F9, F10
holding SNA Performance Units 2,992 09 Dec 2021 Common Stock 2,992 Direct F9, F11
holding SNA Performance Units 2,840 09 Dec 2021 Common Stock 2,840 Direct F9, F12
holding SNA Performance Units 4,673 09 Dec 2021 Common Stock 4,673 Direct F9, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan.
F2 Includes 13.5670 shares acquired under a dividend reinvestment plan.
F3 This transaction was executed in multiple trades at prices ranging from $212.17 to $212.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 This transaction was executed in multiple trades at prices ranging from $213.42 to $214.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F5 This transaction was executed in multiple trades at prices ranging from $214.45 to $215.235. The price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F6 Option fully vested.
F7 Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
F8 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F9 1 for 1.
F10 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F11 If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12 If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F13 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.