Eileen Drury - Nov 18, 2021 Form 3 Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Role
Sr VP, Human Resources
Signature
/s/ Babatunde Awodiran, Attorney-in-Fact
Stock symbol
ASH
Transactions as of
Nov 18, 2021
Transactions value $
$0
Form type
3
Date filed
12/2/2021, 04:12 PM
Next filing
Dec 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASH Restricted Stock Units Nov 18, 2021 Common Stock 87.1 Direct F1, F2
holding ASH Restricted Stock Units Nov 18, 2021 Common Stock 2.29K Direct F2, F3
holding ASH Restricted Stock Units Nov 18, 2021 Common Stock 944 Direct F2, F4
holding ASH Stock Appreciation Right Nov 18, 2021 Common Stock 1.13K $37.37 Direct
holding ASH Stock Appreciation Right Nov 18, 2021 Common Stock 1.15K $77.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of 256.145 Restricted Stock Units on November 13, 2019 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vest in three annual installments. The first installment (84) vested on November 13, 2020, the second installment (85) vested on November 13, 2021, and the third installment (87.145) vests on November 13, 2022, provided that the Reporting Person remains in continuous employment with the issuer.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3 Grant of Restricted Stock Units on June 12, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vest on June 12, 2023, provided that the Reporting Person remains in continuous employment with the issuer.
F4 Grant of 1,413.625 Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vest in three annual installments. The first installment (470) vests on November 17, 2021, the second installment (472.079) vests on November 17, 2022, and the third installment (471.546) vests on November 17, 2023, provided that the Reporting Person remains in continuous employment with the issuer.