Christine Hurtsellers - Nov 29, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management Exhibit List: Exhibit 24 - Power of Attorney
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Nov 29, 2021
Transactions value $
$0
Form type
4
Date filed
12/2/2021, 03:32 PM
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Disposed to Issuer $0 -5K -5.35% $0.00 88.5K Nov 29, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 38.6K Nov 29, 2021 Common Stock 38.6K Direct F2
holding VOYA Performance Stock Unit 74.7K Nov 29, 2021 Common Stock 74.7K Direct F3
holding VOYA Performance-Based Stock Options 111K Nov 29, 2021 Common Stock 111K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management Exhibit List: Exhibit 24 - Power of Attorney