Christine Hurtsellers - 29 Nov 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management Exhibit List: Exhibit 24 - Power of Attorney
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
29 Nov 2021
Net transactions value
$0
Form type
4
Filing time
02 Dec 2021, 15:32:17 UTC
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Disposed to Issuer $0 -5,000 -5.3% $0.000000 88,510 29 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 38,577 29 Nov 2021 Common Stock 38,577 Direct F2
holding VOYA Performance Stock Unit 74,742 29 Nov 2021 Common Stock 74,742 Direct F3
holding VOYA Performance-Based Stock Options 110,874 29 Nov 2021 Common Stock 110,874 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management Exhibit List: Exhibit 24 - Power of Attorney