Daniel S. Glaser - Nov 29, 2021 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President and CEO, MMC, Director
Signature
/s/ Connnor Kuratek, Attorney-in-fact
Stock symbol
MMC
Transactions as of
Nov 29, 2021
Transactions value $
-$39,746,488
Form type
4
Date filed
11/30/2021, 03:00 PM
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +237K +234.59% $0.00 338K Nov 29, 2021 Direct
transaction MMC Common Stock Sale -$39.7M -237K -70.11% $167.63 101K Nov 29, 2021 Direct
holding MMC Common Stock 65K Nov 29, 2021 By Grantor Retained Annuity Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Stock Options (Right to Buy) Options Exercise $0 -237K -100% $0.00* 0 Nov 29, 2021 Common Stock 237K $48.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.