Andrew R. Jassy - Nov 15, 2021 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
President and CEO, Director
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, President and CEO
Stock symbol
AMZN
Transactions as of
Nov 15, 2021
Transactions value $
-$2,998,227
Form type
4
Date filed
11/17/2021, 05:40 PM
Previous filing
Aug 24, 2021
Next filing
Nov 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +2.15K +2.48% $0.00 89K Nov 15, 2021 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$438K -124 -0.14% $3,533.14* 88.9K Nov 15, 2021 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale -$792K -224 -0.25% $3,535.04* 88.6K Nov 15, 2021 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale -$1.06M -300 -0.34% $3,536.19* 88.3K Nov 15, 2021 Direct F1, F4
transaction AMZN Common Stock, par value $.01 per share Sale -$707K -200 -0.23% $3,537.06* 88.1K Nov 15, 2021 Direct F1, F5
holding AMZN Common Stock, par value $.01 per share 3.28K Nov 15, 2021 In trust
holding AMZN Common Stock, par value $.01 per share 491 Nov 15, 2021 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -2.15K -49.99% $0.00 2.15K Nov 15, 2021 Common Stock, par value $.01 per share 2.15K $0.00 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $3,533.50 and the lowest price at which shares were sold was $3,533.05.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $3,535.17 and the lowest price at which shares were sold was $3,534.22.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $3,536.43 and the lowest price at which shares were sold was $3,535.91.
F5 Represents the weighted average sale price. The highest price at which shares were sold was $3,537.10 and the lowest price at which shares were sold was $3,537.02.
F6 Converts into Common Stock on a one-for-one basis.
F7 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 494 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 495 shares on February 15, 2018; 952 shares on each of May 15, 2018, August 15, 2018, November 15, 2018, and February 15, 2019; 1,138 shares on May 15, 2019; 1,139 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 2,791 shares on each of May 15, 2020, August 15, 2020, and November 15, 2020; 2,792 shares on February 15, 2021; 2,153 shares on each of May 15, 2021, August 15, 2021, and November 15, 2021; and 2,154 shares on February 15, 2022.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.