Senior David Zapolsky - 15 Nov 2021 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
Senior Vice President
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for David Zapolsky, Senior Vice President, General Counsel & Secretary
Issuer symbol
AMZN
Transactions as of
15 Nov 2021
Net transactions value
-$3,869,794
Form type
4
Filing time
17 Nov 2021, 17:31:45 UTC
Previous filing
20 Aug 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +1,060 +31% $0.000000 4,483 15 Nov 2021 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $3,374,298 -954 -21% $3537.00* 3,529 15 Nov 2021 Direct F1
transaction AMZN Common Stock, par value $.01 per share Sale $495,496 -139 -3.9% $3564.72* 3,390 17 Nov 2021 Direct F1
transaction AMZN Common Stock, par value $.01 per share Gift $0 -29 -0.86% $0.000000 3,361 17 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -1,060 -50% $0.000000 1,060 15 Nov 2021 Common Stock, par value $.01 per share 1,060 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Contributions to non-profit organizations.
F3 Converts into Common Stock on a one-for-one basis.
F4 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 578 shares on each of May 15, 2017, August 15, 2017, November 15, 2017, and February 15, 2018; 661 shares on each of May 15, 2018 and August 15, 2018; 662 shares on each of November 15, 2018 and February 15, 2019; 713 shares on each of May 15, 2019 and August 15, 2019; 714 shares on each of November 15, 2019 and February 15, 2020; 1,376 shares on May 15, 2020; 1,377 shares on each of August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.