Brian T. Olsavsky - Nov 15, 2021 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
Senior Vice President and CFO
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Brian T. Olsavsky, Senior Vice President and CFO
Stock symbol
AMZN
Transactions as of
Nov 15, 2021
Transactions value $
-$3,218,670
Form type
4
Date filed
11/17/2021, 05:27 PM
Previous filing
Aug 17, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +1.06K +53% $0.00 3.06K Nov 15, 2021 Direct
transaction AMZN Common Stock, par value $.01 per share Sale -$3.22M -910 -29.74% $3,537.00* 2.15K Nov 15, 2021 Direct F1
holding AMZN Common Stock, par value $.01 per share 71.8 Nov 15, 2021 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -1.06K -50% $0.00 1.06K Nov 15, 2021 Common Stock, par value $.01 per share 1.06K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Converts into Common Stock on a one-for-one basis.
F3 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 150 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; 151 shares on February 15, 2018; 130 shares on each of May 15, 2018 and August 15, 2018; 131 shares on each of November 15, 2018 and February 15, 2019; 284 shares on May 15, 2019; 285 shares on each of August 15, 2019, November 15, 2019, and February 15, 2020; 239 shares on each of May 15, 2020, August 15, 2020, November 15, 2020, and February 15, 2021; and 1,060 shares on each of May 15, 2021, August 15, 2021, November 15, 2021, and February 15, 2022.