Petra Yvonne Winkler von Mohrenfels - 15 Nov 2021 Form 4 Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Role
Sr. VP, GC and Secretary
Signature
/s/ Babatunde Awodiran, Attorney-in-Fact
Issuer symbol
ASH
Transactions as of
15 Nov 2021
Net transactions value
+$15,360
Form type
4
Filing time
17 Nov 2021, 16:26:20 UTC
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $11,358 +105 +3% $108.17 3,622 15 Nov 2021 Direct
transaction ASH Common Stock Tax liability $3,570 -33 -0.91% $108.17 3,589 15 Nov 2021 Direct
transaction ASH Common Stock Options Exercise $11,142 +103 +2.9% $108.17 3,692 15 Nov 2021 Direct
transaction ASH Common Stock Tax liability $3,570 -33 -0.89% $108.17 3,659 15 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Restricted Stock Units Options Exercise $0 -105 -100% $0.000000* 0 15 Nov 2021 Common Stock 105 Direct F1, F2
transaction ASH Restricted Stock Units Options Exercise $0 -103 -50% $0.000000 103 15 Nov 2021 Common Stock 103 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F2 Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.
F3 Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.