Guillermo Novo - Nov 15, 2021 Form 4 Insider Report for ASHLAND GLOBAL HOLDINGS INC (ASH)

Role
Chairman and CEO, Director
Signature
/s/ Babatunde Awodiran, Attorney-in-Fact
Stock symbol
ASH
Transactions as of
Nov 15, 2021
Transactions value $
$349,173
Form type
4
Date filed
11/17/2021, 04:02 PM
Previous filing
Oct 5, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $506K +4.68K +22.37% $108.17 25.6K Nov 15, 2021 Direct
transaction ASH Common Stock Tax liability -$157K -1.45K -5.66% $108.17 24.1K Nov 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Restricted Stock Units Options Exercise $0 -4.68K -8.98% $0.00 47.4K Nov 15, 2021 Common Stock 4.68K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3 Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.