Timothy J. Lau - Nov 10, 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau
Stock symbol
ASB
Transactions as of
Nov 10, 2021
Transactions value $
-$162,590
Form type
4
Date filed
11/12/2021, 12:08 PM
Previous filing
Jun 3, 2021
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Sale -$96.1K -4K -6.82% $24.04 54.6K Nov 10, 2021 Direct
transaction ASB Common Stock $0.01 Par Value Options Exercise $174K +10K +18.3% $17.38 64.6K Nov 10, 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$240K -10K -15.47% $24.03 54.6K Nov 10, 2021 Direct
holding ASB Common Stock $0.01 Par Value 1.6K Nov 10, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -10K -41.4% $0.00 14.2K Nov 10, 2021 Common Stock $0.01 Par Value 10K $17.38 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests in four equal annual installments beginning on February 8, 2017.