Timothy J. Lau - 10 Nov 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau
Issuer symbol
ASB
Transactions as of
10 Nov 2021
Net transactions value
-$162,590
Form type
4
Filing time
12 Nov 2021, 12:08:20 UTC
Previous filing
03 Jun 2021
Next filing
27 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Sale $96,140 -4,000 -6.8% $24.04 54,631 10 Nov 2021 Direct
transaction ASB Common Stock $0.01 Par Value Options Exercise $173,800 +10,000 +18% $17.38 64,631 10 Nov 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale $240,250 -10,000 -15% $24.02 54,631 10 Nov 2021 Direct
holding ASB Common Stock $0.01 Par Value 1,600 10 Nov 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -10,000 -41% $0.000000 14,152 10 Nov 2021 Common Stock $0.01 Par Value 10,000 $17.38 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option vests in four equal annual installments beginning on February 8, 2017.