Tammy C. Stadler - Nov 10, 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Principal Accounting Officer
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Tammy C. Stadler
Stock symbol
ASB
Transactions as of
Nov 10, 2021
Transactions value $
-$76,055
Form type
4
Date filed
11/12/2021, 12:03 PM
Previous filing
Oct 18, 2021
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $90.8K +7K +12.4% $12.97 63.4K Nov 10, 2021 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$167K -7K -11.03% $23.84 56.4K Nov 10, 2021 Direct
holding ASB Common Stock $0.01 Par Value 15.6K Nov 10, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7K -100% $0.00* 0 Nov 10, 2021 Common Stock $0.01 Par Value 7K $12.97 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.