Aiken Yuen - 10 Nov 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief People Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
10 Nov 2021
Net transactions value
-$81,437
Form type
4
Filing time
12 Nov 2021, 05:12:14 UTC
Previous filing
20 Sep 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $44,563 +2,290 +63% $19.46 5,948 10 Nov 2021 Direct
transaction YUMC Common Stock Sale $81,385 -1,480 -25% $54.99 4,468 10 Nov 2021 Direct
transaction YUMC Common Stock Disposed to Issuer $44,615 -810 -18% $55.08 3,658 10 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -2,290 -100% $0.000000* 0 10 Nov 2021 Common Stock 2,290 $19.46 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.