Kevin Carl Pegels - 02 Nov 2021 Form 3 Insider Report for ILLUMINA, INC. (ILMN)

Role
Chief of Global Operations
Signature
By: Robert Maynes for Kevin Pegels
Issuer symbol
ILMN
Transactions as of
02 Nov 2021
Net transactions value
$0
Form type
3
Filing time
09 Nov 2021, 16:43:54 UTC
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ILMN Common Stock 5,419 02 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ILMN Performance Shares 02 Nov 2021 Common Stock 1,065 Direct F2, F3
holding ILMN Performance Shares 02 Nov 2021 Common Stock 1,166 Direct F2, F4
holding ILMN Performance Shares 02 Nov 2021 Common Stock 1,104 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes unvested Restricted Stock Units granted prior to appointment as Section 16 Officer.
F2 Granted prior to appointment as Section 16 Officer.
F3 Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.
F4 Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.
F5 Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.