Kevin Pegels - Nov 2, 2021 Form 3 Insider Report for ILLUMINA, INC. (ILMN)

Role: Chief of Global Operations
Signature: By: Robert Maynes for Kevin Pegels
Stock symbol: ILMN
Transactions as of: Nov 2, 2021
Transactions value $: $0
Form type: 3
Date filed: 11/9/2021, 04:43 PM
Next filing: Nov 9, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ILMN	Common Stock						5.42K	Nov 2, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ILMN	Performance Shares							Nov 2, 2021	Common Stock	1.07K		Direct	F2, F3
holding	ILMN	Performance Shares							Nov 2, 2021	Common Stock	1.17K		Direct	F2, F4
holding	ILMN	Performance Shares							Nov 2, 2021	Common Stock	1.1K		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes unvested Restricted Stock Units granted prior to appointment as Section 16 Officer.
F2	Granted prior to appointment as Section 16 Officer.
F3	Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.
F4	Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.
F5	Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.