Beatriz Karina Chavez Rodriguez - 01 Nov 2021 Form 3/A - Amendment Insider Report for 3M CO (MMM)

Role
Senior Vice President
Signature
Patricia L. Meagher, attorney-in-fact for Beatriz Karina Chavez Rodriguez
Issuer symbol
MMM
Transactions as of
01 Nov 2021
Net transactions value
$0
Form type
3/A - Amendment
Filing time
05 Nov 2021, 15:18:39 UTC
Date Of Original Report
05 Nov 2021
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MMM Common Stock 2,209 01 Nov 2021 Direct
holding MMM Common Stock 2,809 01 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MMM Non-qualified Stock Option (Right to Buy) 01 Nov 2021 Common Stock 1,071 $101.49 Direct F2
holding MMM Non-qualified Stock Option (Right to Buy) 01 Nov 2021 Common Stock 2,921 $126.72 Direct F2
holding MMM Non-qualified Stock Option (Right to Buy) 01 Nov 2021 Common Stock 1,447 $165.94 Direct F2
holding MMM Restricted Stock Units 01 Nov 2021 Common Stock 671 Direct F3, F4
holding MMM Restricted Stock Units 01 Nov 2021 Common Stock 705 Direct F3, F4
holding MMM Restricted Stock Units 01 Nov 2021 Common Stock 286 Direct F3, F4
holding MMM Restricted Stock Units 01 Nov 2021 Common Stock 1,507 Direct F3, F4
holding MMM Non-qualified Stock Option (Right to Buy) 01 Nov 2021 Common Stock 1,975 $175.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2 The stock option will vest and become exercisable in a series of three equal installments on the first, second and third anniversary of the grant date.
F3 The restricted stock units vest 100% three years from the grant date.
F4 Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

Remarks:

Exhibit Index: 24.1 Power of Attorney