J. Mariner Kemper - Nov 1, 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Stock symbol
UMBF
Transactions as of
Nov 1, 2021
Transactions value $
$1,006,868
Form type
4
Date filed
11/3/2021, 04:53 PM
Previous filing
Oct 6, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $1.32M +25.7K +12.92% $51.42 224K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$20K -200 -0.09% $100.02 224K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10K -100 -0.04% $100.13 224K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10K -100 -0.04% $100.21 224K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$30.1K -300 -0.13% $100.29 224K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$23.4K -233 -0.1% $100.34 223K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10K -100 -0.04% $100.36 223K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10K -100 -0.04% $100.40 223K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$20.1K -200 -0.09% $100.41 223K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$30.2K -300 -0.13% $100.50 223K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10.1K -100 -0.04% $100.51 223K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10.1K -100 -0.04% $100.53 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10.1K -100 -0.04% $100.55 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10.1K -100 -0.04% $100.56 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$20.1K -200 -0.09% $100.61 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$20.1K -200 -0.09% $100.63 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10.1K -100 -0.05% $100.69 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$20.1K -200 -0.09% $100.72 222K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$10.1K -100 -0.05% $100.73 221K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$20.2K -200 -0.09% $100.76 221K Nov 1, 2021 Direct
transaction UMBF Common Stock Sale -$8.06K -80 -0.04% $100.77 221K Nov 1, 2021 Direct
holding UMBF Common Stock 1K Nov 1, 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2.13K Nov 1, 2021 By Esop F1
holding UMBF Common Stock 1K Nov 1, 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53.8K Nov 1, 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12.6K Nov 1, 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290K Nov 1, 2021 Held by Kemper Realty
holding UMBF Common Stock 396K Nov 1, 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2.01M Nov 1, 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -25.7K -58.42% $0.00 18.3K Nov 1, 2021 Common Stock 25.7K $51.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F2 Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020