Troyen A. Brennan - 01 Nov 2021 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP and Chief Medical Officer
Signature
/s/ Troyen Brennan
Issuer symbol
CVS
Transactions as of
01 Nov 2021
Net transactions value
-$891,514
Form type
4
Filing time
03 Nov 2021, 16:44:10 UTC
Previous filing
28 Oct 2021
Next filing
04 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Options Exercise $1,642,796 +28,159 +20% $58.34 166,405 01 Nov 2021 Direct
transaction CVS Common Stock Sale $2,534,310 -28,159 -17% $90.00 138,246 01 Nov 2021 Direct
holding CVS Common Stock (restricted) 4,805 01 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Options Exercise $0 -28,159 -25% $0.000000 84,478 01 Nov 2021 Common Stock 28,159 $58.34 Direct F1, F2
holding CVS Stock Option 47,937 01 Nov 2021 Common Stock 47,937 $102.26 Direct F3
holding CVS Stock Option 53,772 01 Nov 2021 Common Stock 53,772 $104.82 Direct F4
holding CVS Stock Option 75,134 01 Nov 2021 Common Stock 75,134 $78.05 Direct F5
holding CVS Stock Option 21,894 01 Nov 2021 Common Stock 21,894 $62.21 Direct F6
holding CVS Stock Option 80,803 01 Nov 2021 Common Stock 80,803 $54.19 Direct F7
holding CVS Stock Option 99,344 01 Nov 2021 Common Stock 99,344 $74.30 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares subject to the option were calculated using a 30-day average price.
F2 Options became exercisable in four equal annual installments, commencing 4/1/2021.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2016.
F4 Option became exercisable in four equal annual installments, commencing 4/1/2017.
F5 Option became exercisable in four equal annual installments, commencing 4/3/2018.
F6 Option became exercisable in four equal annual installments, commencing 4/1/2019.
F7 Option became exercisable in four equal annual installments, commencing 4/1/2020.
F8 Option becomes exercisable in four equal annual installments, commencing 4/1/2022.