Troyen Brennan - Nov 1, 2021 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP and Chief Medical Officer
Signature
/s/ Troyen Brennan
Stock symbol
CVS
Transactions as of
Nov 1, 2021
Transactions value $
-$891,514
Form type
4
Date filed
11/3/2021, 04:44 PM
Previous filing
Oct 28, 2021
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Options Exercise $1.64M +28.2K +20.37% $58.34 166K Nov 1, 2021 Direct
transaction CVS Common Stock Sale -$2.53M -28.2K -16.92% $90.00 138K Nov 1, 2021 Direct
holding CVS Common Stock (restricted) 4.81K Nov 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Options Exercise $0 -28.2K -25% $0.00 84.5K Nov 1, 2021 Common Stock 28.2K $58.34 Direct F1, F2
holding CVS Stock Option 47.9K Nov 1, 2021 Common Stock 47.9K $102.26 Direct F3
holding CVS Stock Option 53.8K Nov 1, 2021 Common Stock 53.8K $104.82 Direct F4
holding CVS Stock Option 75.1K Nov 1, 2021 Common Stock 75.1K $78.05 Direct F5
holding CVS Stock Option 21.9K Nov 1, 2021 Common Stock 21.9K $62.21 Direct F6
holding CVS Stock Option 80.8K Nov 1, 2021 Common Stock 80.8K $54.19 Direct F7
holding CVS Stock Option 99.3K Nov 1, 2021 Common Stock 99.3K $74.30 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares subject to the option were calculated using a 30-day average price.
F2 Options became exercisable in four equal annual installments, commencing 4/1/2021.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2016.
F4 Option became exercisable in four equal annual installments, commencing 4/1/2017.
F5 Option became exercisable in four equal annual installments, commencing 4/3/2018.
F6 Option became exercisable in four equal annual installments, commencing 4/1/2019.
F7 Option became exercisable in four equal annual installments, commencing 4/1/2020.
F8 Option becomes exercisable in four equal annual installments, commencing 4/1/2022.