Mark P. Stevenson - 01 Nov 2021 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson
Issuer symbol
TMO
Transactions as of
01 Nov 2021
Net transactions value
-$24,765,398
Form type
4
Filing time
03 Nov 2021, 16:36:57 UTC
Previous filing
30 Aug 2021
Next filing
03 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $2,773,084 +14,550 +25% $190.59 73,806 01 Nov 2021 Direct
transaction TMO Common Stock Options Exercise $1,951,290 +12,375 +17% $157.68 86,181 01 Nov 2021 Direct
transaction TMO Common Stock Sale $986,918 -1,570 -1.8% $628.61 84,611 01 Nov 2021 Direct F1, F2
transaction TMO Common Stock Sale $1,259,420 -2,000 -2.4% $629.71 82,611 01 Nov 2021 Direct F1, F3
transaction TMO Common Stock Sale $2,611,687 -4,141 -5% $630.69 78,470 01 Nov 2021 Direct F1, F4
transaction TMO Common Stock Sale $2,380,953 -3,769 -4.8% $631.72 74,701 01 Nov 2021 Direct F1, F5
transaction TMO Common Stock Sale $1,497,601 -2,367 -3.2% $632.70 72,334 01 Nov 2021 Direct F1, F6
transaction TMO Common Stock Sale $3,910,652 -6,169 -8.5% $633.92 66,165 01 Nov 2021 Direct F1, F7
transaction TMO Common Stock Sale $3,306,204 -5,209 -7.9% $634.71 60,956 01 Nov 2021 Direct F1, F8
transaction TMO Common Stock Sale $572,202 -900 -1.5% $635.78 60,056 01 Nov 2021 Direct F1, F9
transaction TMO Common Stock Sale $509,456 -800 -1.3% $636.82 59,256 01 Nov 2021 Direct F1, F10
transaction TMO Common Stock Options Exercise $2,773,084 +14,550 +25% $190.59 73,806 02 Nov 2021 Direct
transaction TMO Common Stock Options Exercise $1,951,290 +12,375 +17% $157.68 86,181 02 Nov 2021 Direct
transaction TMO Common Stock Sale $316,635 -500 -0.58% $633.27 85,681 02 Nov 2021 Direct F1, F11
transaction TMO Common Stock Sale $952,635 -1,500 -1.8% $635.09 84,181 02 Nov 2021 Direct F1, F12
transaction TMO Common Stock Sale $3,182,144 -5,004 -5.9% $635.92 79,177 02 Nov 2021 Direct F1, F13
transaction TMO Common Stock Sale $2,552,695 -4,008 -5.1% $636.90 75,169 02 Nov 2021 Direct F1, F14
transaction TMO Common Stock Sale $2,349,153 -3,682 -4.9% $638.01 71,487 02 Nov 2021 Direct F1, F15
transaction TMO Common Stock Sale $3,668,843 -5,741 -8% $639.06 65,746 02 Nov 2021 Direct F1, F16
transaction TMO Common Stock Sale $2,462,720 -3,848 -5.9% $640.00 61,898 02 Nov 2021 Direct F1, F17
transaction TMO Common Stock Sale $1,303,092 -2,033 -3.3% $640.97 59,865 02 Nov 2021 Direct F1, F18
transaction TMO Common Stock Sale $391,136 -609 -1% $642.26 59,256 02 Nov 2021 Direct F1, F19
holding TMO Common Stock 477 01 Nov 2021 By 401(k)
holding TMO Common Stock 5,320 01 Nov 2021 By Grace S. Stevenson Irrevocable Trust
holding TMO Common Stock 5,320 01 Nov 2021 By Matthew L. Stevenson Irrevocable Trust
holding TMO Common Stock 5,320 01 Nov 2021 By Jack A. Stevenson Irrevocable Trust
holding TMO Common Stock 22,100 01 Nov 2021 By GRAT
holding TMO Common Stock 29,959 01 Nov 2021 By Stevenson 2010 Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14,550 -33% $0.000000 29,100 01 Nov 2021 Common Stock 14,550 $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -12,375 -33% $0.000000 24,750 01 Nov 2021 Common Stock 12,375 $157.68 Direct F20
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14,550 -50% $0.000000 14,550 02 Nov 2021 Common Stock 14,550 $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -12,375 -50% $0.000000 12,375 02 Nov 2021 Common Stock 12,375 $157.68 Direct F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.08 to $629.06, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18) and (19) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.21 to $630.16, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $630.23 to $631.15, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $631.25 to $632.23, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.30 to $633.25, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $633.31 to $634.30, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.31 to $635.29, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.44 to $636.415, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.70 to $637.215, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.79 to $633.415, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.46 to $635.39, inclusive.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.46 to $636.44, inclusive.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.47 to $637.41, inclusive.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $637.51 to $638.50, inclusive.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $638.51 to $639.47, inclusive.
F17 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.51 to $640.44, inclusive.
F18 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.65 to $641.34, inclusive.
F19 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $641.99 to $642.88, inclusive.
F20 The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.