Mark P. Stevenson - Nov 1, 2021 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Mark P. Stevenson
Stock symbol
TMO
Transactions as of
Nov 1, 2021
Transactions value $
-$24,765,398
Form type
4
Date filed
11/3/2021, 04:36 PM
Previous filing
Aug 30, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $2.77M +14.6K +24.55% $190.59 73.8K Nov 1, 2021 Direct
transaction TMO Common Stock Options Exercise $1.95M +12.4K +16.77% $157.68 86.2K Nov 1, 2021 Direct
transaction TMO Common Stock Sale -$987K -1.57K -1.82% $628.61 84.6K Nov 1, 2021 Direct F1, F2
transaction TMO Common Stock Sale -$1.26M -2K -2.36% $629.71 82.6K Nov 1, 2021 Direct F1, F3
transaction TMO Common Stock Sale -$2.61M -4.14K -5.01% $630.69 78.5K Nov 1, 2021 Direct F1, F4
transaction TMO Common Stock Sale -$2.38M -3.77K -4.8% $631.72 74.7K Nov 1, 2021 Direct F1, F5
transaction TMO Common Stock Sale -$1.5M -2.37K -3.17% $632.70 72.3K Nov 1, 2021 Direct F1, F6
transaction TMO Common Stock Sale -$3.91M -6.17K -8.53% $633.92 66.2K Nov 1, 2021 Direct F1, F7
transaction TMO Common Stock Sale -$3.31M -5.21K -7.87% $634.71 61K Nov 1, 2021 Direct F1, F8
transaction TMO Common Stock Sale -$572K -900 -1.48% $635.78 60.1K Nov 1, 2021 Direct F1, F9
transaction TMO Common Stock Sale -$509K -800 -1.33% $636.82 59.3K Nov 1, 2021 Direct F1, F10
transaction TMO Common Stock Options Exercise $2.77M +14.6K +24.55% $190.59 73.8K Nov 2, 2021 Direct
transaction TMO Common Stock Options Exercise $1.95M +12.4K +16.77% $157.68 86.2K Nov 2, 2021 Direct
transaction TMO Common Stock Sale -$317K -500 -0.58% $633.27 85.7K Nov 2, 2021 Direct F1, F11
transaction TMO Common Stock Sale -$953K -1.5K -1.75% $635.09 84.2K Nov 2, 2021 Direct F1, F12
transaction TMO Common Stock Sale -$3.18M -5K -5.94% $635.92 79.2K Nov 2, 2021 Direct F1, F13
transaction TMO Common Stock Sale -$2.55M -4.01K -5.06% $636.90 75.2K Nov 2, 2021 Direct F1, F14
transaction TMO Common Stock Sale -$2.35M -3.68K -4.9% $638.01 71.5K Nov 2, 2021 Direct F1, F15
transaction TMO Common Stock Sale -$3.67M -5.74K -8.03% $639.06 65.7K Nov 2, 2021 Direct F1, F16
transaction TMO Common Stock Sale -$2.46M -3.85K -5.85% $640.00 61.9K Nov 2, 2021 Direct F1, F17
transaction TMO Common Stock Sale -$1.3M -2.03K -3.28% $640.97 59.9K Nov 2, 2021 Direct F1, F18
transaction TMO Common Stock Sale -$391K -609 -1.02% $642.26 59.3K Nov 2, 2021 Direct F1, F19
holding TMO Common Stock 477 Nov 1, 2021 By 401(k)
holding TMO Common Stock 5.32K Nov 1, 2021 By Grace S. Stevenson Irrevocable Trust
holding TMO Common Stock 5.32K Nov 1, 2021 By Matthew L. Stevenson Irrevocable Trust
holding TMO Common Stock 5.32K Nov 1, 2021 By Jack A. Stevenson Irrevocable Trust
holding TMO Common Stock 22.1K Nov 1, 2021 By GRAT
holding TMO Common Stock 30K Nov 1, 2021 By Stevenson 2010 Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14.6K -33.33% $0.00 29.1K Nov 1, 2021 Common Stock 14.6K $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -12.4K -33.33% $0.00 24.8K Nov 1, 2021 Common Stock 12.4K $157.68 Direct F20
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -14.6K -50% $0.00 14.6K Nov 2, 2021 Common Stock 14.6K $190.59 Direct
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -12.4K -50% $0.00 12.4K Nov 2, 2021 Common Stock 12.4K $157.68 Direct F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.08 to $629.06, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18) and (19) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $629.21 to $630.16, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $630.23 to $631.15, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $631.25 to $632.23, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.30 to $633.25, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $633.31 to $634.30, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.31 to $635.29, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.44 to $636.415, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.70 to $637.215, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.79 to $633.415, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.46 to $635.39, inclusive.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.46 to $636.44, inclusive.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.47 to $637.41, inclusive.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $637.51 to $638.50, inclusive.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $638.51 to $639.47, inclusive.
F17 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $639.51 to $640.44, inclusive.
F18 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $640.65 to $641.34, inclusive.
F19 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $641.99 to $642.88, inclusive.
F20 The option vested in four equal installments on February 28, 2018, 2019, 2020, and 2021.