Dennis DeLoye - 01 Nov 2021 Form 3 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role: Executive Vice President
Signature: /s/ Lynn M. Floeter, attorney-in-fact for Dennis DeLoye
Issuer symbol: ASB
Transactions as of: 01 Nov 2021
Net transactions value: $0
Form type: 3
Filing time: 03 Nov 2021, 15:20:02 UTC
Next filing: 27 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ASB	Common Stock $0.01 Par Value						11,295	01 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ASB	Non-qualified Stock Option (Right to Buy)							01 Nov 2021	Common Stock $0.01 Par Value	9,299	$26.00	Direct	F1
holding	ASB	Non-qualified Stock Option (Right to Buy)							01 Nov 2021	Common Stock $0.01 Par Value	10,429	$24.70	Direct	F2
holding	ASB	Non-qualified Stock Option (Right to Buy)							01 Nov 2021	Common Stock $0.01 Par Value	11,418	$23.45	Direct	F3
holding	ASB	Non-qualified Stock Option (Right to Buy)							01 Nov 2021	Common Stock $0.01 Par Value	16,878	$16.93	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Options vest in four equal annual installments beginning 2/8/2018.
F2	Options vest in four equal annual installments beginning 2/8/2019.
F3	Options vest in four equal annual installments beginning 2/8/2020.
F4	Options vest in four equal annual installments beginning 2/8/2021. First tranche vested, exercised & shares sold prior to Section 16 Insider status.