Dennis DeLoye - Nov 1, 2021 Form 3 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Dennis DeLoye
Stock symbol
ASB
Transactions as of
Nov 1, 2021
Transactions value $
$0
Form type
3
Date filed
11/3/2021, 03:20 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASB Common Stock $0.01 Par Value 11.3K Nov 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASB Non-qualified Stock Option (Right to Buy) Nov 1, 2021 Common Stock $0.01 Par Value 9.3K $26.00 Direct F1
holding ASB Non-qualified Stock Option (Right to Buy) Nov 1, 2021 Common Stock $0.01 Par Value 10.4K $24.70 Direct F2
holding ASB Non-qualified Stock Option (Right to Buy) Nov 1, 2021 Common Stock $0.01 Par Value 11.4K $23.45 Direct F3
holding ASB Non-qualified Stock Option (Right to Buy) Nov 1, 2021 Common Stock $0.01 Par Value 16.9K $16.93 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest in four equal annual installments beginning 2/8/2018.
F2 Options vest in four equal annual installments beginning 2/8/2019.
F3 Options vest in four equal annual installments beginning 2/8/2020.
F4 Options vest in four equal annual installments beginning 2/8/2021. First tranche vested, exercised & shares sold prior to Section 16 Insider status.