Johnson Huang - 01 Nov 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
01 Nov 2021
Net transactions value
-$548,446
Form type
4
Filing time
03 Nov 2021, 06:28:30 UTC
Previous filing
20 Sep 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +20,926 +86% $0.000000 45,210 01 Nov 2021 Direct F1
transaction YUMC Common Stock Tax liability $548,446 -9,417 -21% $58.24 35,793 01 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -20,926 -100% $0.000000* 0 01 Nov 2021 Common Stock 20,926 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 100% on the fourth anniversary of 11/1/2017.
F3 This grant does not have an expiration date.