Johnson Huang - Nov 1, 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 1, 2021
Transactions value $
-$548,446
Form type
4
Date filed
11/3/2021, 06:28 AM
Previous filing
Sep 20, 2021
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +20.9K +86.17% $0.00 45.2K Nov 1, 2021 Direct F1
transaction YUMC Common Stock Tax liability -$548K -9.42K -20.83% $58.24 35.8K Nov 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -20.9K -100% $0.00* 0 Nov 1, 2021 Common Stock 20.9K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 100% on the fourth anniversary of 11/1/2017.
F3 This grant does not have an expiration date.