Andy Yeung - 01 Nov 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
01 Nov 2021
Net transactions value
-$183,165
Form type
4
Filing time
03 Nov 2021, 06:15:19 UTC
Previous filing
20 Sep 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +8,069 +164% $0.000000 12,979 01 Nov 2021 Direct F1
transaction YUMC Common Stock Tax liability $183,165 -3,145 -24% $58.24 9,834 01 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -8,069 -49% $0.000000 8,313 01 Nov 2021 Common Stock 8,069 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 11/01/2019.
F3 This grant does not have an expiration date.