Andy Yeung - Nov 1, 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 1, 2021
Transactions value $
-$183,165
Form type
4
Date filed
11/3/2021, 06:15 AM
Previous filing
Sep 20, 2021
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +8.07K +164.34% $0.00 13K Nov 1, 2021 Direct F1
transaction YUMC Common Stock Tax liability -$183K -3.15K -24.23% $58.24 9.83K Nov 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -8.07K -49.26% $0.00 8.31K Nov 1, 2021 Common Stock 8.07K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 11/01/2019.
F3 This grant does not have an expiration date.