Alastair M. Borthwick - Oct 20, 2021 Form 3 Insider Report for BANK OF AMERICA CORP /DE/ (BAC)

Role
Pres, Global Com Banking
Signature
Alastair M. Borthwick / Michael P. Lapp POA
Stock symbol
BAC
Transactions as of
Oct 20, 2021
Transactions value $
$0
Form type
3
Date filed
10/29/2021, 05:37 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BAC Common Stock 115K Oct 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BAC 2019 Restricted Stock Units Oct 20, 2021 Common Stock 73.4K Direct F1, F2
holding BAC Restricted Stock Units Oct 20, 2021 Common Stock 150K Direct F2, F3
holding BAC Phantom Stock Units Oct 20, 2021 Common Stock 100K Direct F4, F5
holding BAC 2020 Restricted Stock Units Oct 20, 2021 Common Stock 122K Direct F2, F6
holding BAC Restricted Stock Units Oct 20, 2021 Common Stock 50K Direct F2, F7
holding BAC 2021 Restricted Stock Units Oct 20, 2021 Common Stock 157K Direct F2, F8
holding BAC DCP Phantom Stock Units Oct 20, 2021 Common Stock 6.12K Direct F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2020.
F2 Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F3 The reporting person was previously granted units, vesting in two equal annual installments commencing on January 25, 2022.
F4 The reporting person was previously granted phantom units, vesting in two equal annual installments commencing on July 24, 2023.
F5 Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.
F6 The reporting person was previously granted units, vesting in three equal annual installments commencing on February 15, 2021.
F7 The reporting person was previously granted units, vesting in two equal annual installments commencing on February 15, 2024.
F8 The reporting person was previously granted units, vesting in four equal annual installments commencing on February 15, 2022.
F9 Units are payable in cash following termination of the reporting person's employment with the issuer.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney