Alan B. Miller - Oct 27, 2021 Form 4 Insider Report for UNIVERSAL HEALTH SERVICES INC (UHS)

Signature
/s/ Steve Filton, Attorney-in-Fact for Alan B. Miller
Stock symbol
UHS
Transactions as of
Oct 27, 2021
Transactions value $
$0
Form type
4
Date filed
10/29/2021, 04:34 PM
Previous filing
Aug 18, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UHS Class B Common Stock Other $0 -51.6K -39.56% $0.00 78.8K Oct 27, 2021 MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F1
transaction UHS Class B Common Stock Other $0 +51.6K +113.06% $0.00 97.2K Oct 27, 2021 MDM 2014 LLC as held by Alan B. Miller F1
transaction UHS Class B Common Stock Other $0 -23.4K -39.58% $0.00 35.7K Oct 27, 2021 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F2
transaction UHS Class B Common Stock Other $0 +23.4K +96.7% $0.00 47.6K Oct 27, 2021 MS 2014 LLC as held by Alan B. Miller F2
transaction UHS Class B Common Stock Other $0 -23.4K -39.58% $0.00 35.7K Oct 27, 2021 AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F3
transaction UHS Class B Common Stock Other $0 +23.4K +96.7% $0.00 47.6K Oct 27, 2021 AMK 2014 LLC as held by Alan B. Miller F3
transaction UHS Class B Common Stock Other -$4.5M -35.7K -100% $126.17 0 Oct 28, 2021 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F4
transaction UHS Class B Common Stock Other $4.5M +35.7K +75.04% $126.17 83.3K Oct 28, 2021 MS 2014 LLC as held by Alan B. Miller F4
transaction UHS Class B Common Stock Other -$9.94M -78.8K -100% $126.17 0 Oct 28, 2021 MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F5
transaction UHS Class B Common Stock Other $9.94M +78.8K +81.06% $126.17 176K Oct 28, 2021 MDM 2014 LLC as held by Alan B. Miller F5
transaction UHS Class B Common Stock Other -$4.5M -35.7K -100% $126.17 0 Oct 28, 2021 AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F6
transaction UHS Class B Common Stock Other $4.5M +35.7K +75.04% $126.17 83.3K Oct 28, 2021 AMK 2014 LLC as held by Alan B. Miller F6
transaction UHS Class B Common Stock Other -$13.7M -109K -100% $126.17 0 Oct 28, 2021 Abby Miller King 2020 GRAT F7
transaction UHS Class B Common Stock Other $13.7M +109K +15.46% $126.17 811K Oct 28, 2021 Direct F7
transaction UHS Class B Common Stock Other -$13.7M -109K -100% $126.17 0 Oct 28, 2021 Marni Spencer 2020 GRAT F8
transaction UHS Class B Common Stock Other $13.7M +109K +13.39% $126.17 920K Oct 28, 2021 Direct F8
transaction UHS Class B Common Stock Other -$18.3M -145K -100% $126.17 0 Oct 28, 2021 Marc Daniel Miller 2020 GRAT F9
transaction UHS Class B Common Stock Other $18.3M +145K +15.74% $126.17 1.06M Oct 28, 2021 Direct F9
holding UHS Class B Common Stock 41.4K Oct 27, 2021 Abby Miller King 2021 GRAT
holding UHS Class B Common Stock 16.7K Oct 27, 2021 AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust
holding UHS Class B Common Stock 55.8K Oct 27, 2021 By The Abby Miller King 2011 Family Trust
holding UHS Class B Common Stock 55.3K Oct 27, 2021 Marc Daniel Miller 2021 GRAT
holding UHS Class B Common Stock 41.4K Oct 27, 2021 Marni Spencer 2021 GRAT
holding UHS Class B Common Stock 24K Oct 27, 2021 MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust
holding UHS Class B Common Stock 16.7K Oct 27, 2021 MS 2014 LLC held by The Marni Spencer 2002 Trust
holding UHS Class B Common Stock 9.81K Oct 27, 2021 The Alan and Jill Miller Foundation F10
holding UHS Class B Common Stock 59.9K Oct 27, 2021 The Marc Daniel Miller 2011 Family Trust
holding UHS Class B Common Stock 55.8K Oct 27, 2021 The Marni Spencer 2011 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UHS Class A Common Stock Other $0 -38.7K -39.56% $0.00 59.1K Oct 27, 2021 Class B Common Stock 38.7K MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F1, F11, F12, F13
transaction UHS Class A Common Stock Other $0 +38.7K +113.06% $0.00 72.9K Oct 27, 2021 Class B Common Stock 38.7K MDM 2014 LLC as held by Alan B. Miller F1, F11, F12, F13
transaction UHS Class A Common Stock Other $0 -23.4K -39.58% $0.00 35.7K Oct 27, 2021 Class B Common Stock 23.4K MS 2014 LLC as held by The Marni Spencer 2020 GRAT F2, F11, F12, F13
transaction UHS Class A Common Stock Other $0 +23.4K +96.7% $0.00 47.6K Oct 27, 2021 Class B Common Stock 23.4K MS 2014 LLC as held by Alan B. Miller F2, F11, F12, F13
transaction UHS Class A Common Stock Other $0 -23.4K -39.58% $0.00 35.7K Oct 27, 2021 Class B Common Stock 23.4K AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F3, F11, F12, F13
transaction UHS Class A Common Stock Other $0 +23.4K +96.7% $0.00 47.6K Oct 27, 2021 Class B Common Stock 23.4K AMK 2014 LLC as held by Alan B. Miller F3, F11, F12, F13
transaction UHS Class A Common Stock Other -$7.46M -59.1K -100% $126.17 0 Oct 28, 2021 Class B Common Stock 59.1K MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F5, F11, F12, F13
transaction UHS Class A Common Stock Other $7.46M +59.1K +81.06% $126.17 132K Oct 28, 2021 Class B Common Stock 59.1K MDM 2014 LLC as held by Alan B. Miller F5, F11, F12, F13
transaction UHS Class A Common Stock Other -$4.5M -35.7K -100% $126.17 0 Oct 28, 2021 Class B Common Stock 35.7K MS 2014 LLC as held by The Marni Spencer 2020 GRAT F4, F11, F12, F13
transaction UHS Class A Common Stock Other $4.5M +35.7K +75.04% $126.17 83.3K Oct 28, 2021 Class B Common Stock 35.7K MS 2014 LLC as held by Alan B. Miller F4, F11, F12, F13
transaction UHS Class A Common Stock Other -$4.5M -35.7K -100% $126.17 0 Oct 28, 2021 Class B Common Stock 35.7K AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F6, F11, F12, F13
transaction UHS Class A Common Stock Other $4.5M +35.7K +75.04% $126.17 83.3K Oct 28, 2021 Class B Common Stock 35.7K AMK 2014 LLC as held by Alan B. Miller F6, F11, F12, F13
holding UHS Class A Common Stock 4.16M Oct 27, 2021 Class B Common Stock 4.16M Direct F11, F12, F13
holding UHS Class A Common Stock 259K Oct 27, 2021 Class B Common Stock 259K The Alan B. Miller 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 16.7K Oct 27, 2021 Class B Common Stock 16.7K MS 2014 LLC held by The Marni Spencer 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 18K Oct 27, 2021 Class B Common Stock 18K MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 16.7K Oct 27, 2021 Class B Common Stock 16.7K AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 400K Oct 27, 2021 Class B Common Stock 400K Alan B. Miller Marital Trust (f/b/o Jill Miller) F11, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 27, 2021, The Marc Daniel Miller 2020 LLC GRAT distributed 25.78899% of the MDM 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The MDM 2014 LLC holds 200,000 shares of Class B Common Stock and 150,000 shares of Class A Common Stock.
F2 On October 27, 2021, The Marni Spencer 2020 LLC GRAT distributed 23.38211% of the MS 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The MS 2014 LLC holds 100,000 shares of Class B Common Stock and 100,000 shares of Class A Common Stock.
F3 On October 27, 2021, The Abby Miller King 2020 LLC GRAT distributed 23.38211% of the AMK 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The AMK 2014 LLC holds 100,000 shares of Class B Common Stock and 100,000 shares of Class A Common Stock.
F4 On October 28, 2021, Alan B. Miller withdrew a 35.69034% interest in the MS 2014 LLC (corresponding to 35,690 shares of each of Class A and Class B common stock) from the Marni Spencer 2020 LLC GRAT. In exchange for the MS 2014 LLC interests, Alan B. Miller contributed to the Marni Spencer 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of MS 2014 interests from the Marni Spencer 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marni Spencer 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the MS 2014 LLC. This withdrawal of MS 2014 LLC interests from the Marni Spencer 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F5 On October 28, 2021, Alan B. Miller withdrew a 39.39690% interest in the MDM 2014 LLC (corresponding to 59,095 shares of Class A common stock and 78,794 shares of Class B common stock) from the Marc Daniel Miller 2020 LLC GRAT. In exchange for the MDM 2014 LLC interests, Alan B. Miller contributed to the Marc Daniel Miller 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of MDM 2014 interests from the Marc Daniel Miller 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marc Daniel Miller 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the MDM 2014 LLC. This withdrawal of MDM 2014 LLC interests from the Marc Daniel Miller 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F6 On October 28, 2021, Alan B. Miller withdrew a 35.69034% interest in the AMK 2014 LLC (corresponding to 35,690 shares of each of Class A and Class B common stock) from the Abby Miller King 2020 LLC GRAT. In exchange for the AMK 2014 LLC interests, Alan B. Miller contributed to the Abby Miller King 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of AMK 2014 interests from the Abby Miller King 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Abby Miller King 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the AMK 2014 LLC. This withdrawal of AMK 2014 LLC interests from the Abby Miller King 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F7 On October 28, 2021, Alan B. Miller withdrew 108,562 shares of Class B common stock from the Abby Miller King 2020 GRAT. In exchange for the shares, Alan B. Miller contributed to the Abby Miller King 2020 GRAT a promissory note for the value of such shares. The withdrawal of shares from the Abby Miller King 2020 GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Abby Miller King 2020 GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns directly. This withdrawal of shares from the Abby Miller King 2020 GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F8 On October 28, 2021, Alan B. Miller withdrew 108,562 shares of Class B common stock from the Marni Spencer 2020 GRAT. In exchange for the shares, Alan B. Miller contributed to the Marni Spencer 2020 GRAT a promissory note for the value of such shares. The withdrawal of shares from the Marni Spencer 2020 GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marni Spencer 2020 GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns directly. This withdrawal of shares from the Marni Spencer 2020 GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F9 On October 28, 2021, Alan B. Miller withdrew 144,749 shares of Class B common stock from the Marc Daniel Miller 2020 GRAT. In exchange for the shares, Alan B. Miller contributed to the Marc Daniel Miller 2020 GRAT a promissory note for the value of such shares. The withdrawal of shares from the Marc Daniel Miller 2020 GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marc Daniel Miller 2020 GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns directly. This withdrawal of shares from the Marc Daniel Miller 2020 GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F10 Mr. Alan B. Miller disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Alan B. Miller is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F11 The Class A Common Stock is convertible into Class B Common Stock on a share for share basis.
F12 Immediately.
F13 Not Applicable.