Alan B. Miller - 27 Oct 2021 Form 4 Insider Report for UNIVERSAL HEALTH SERVICES INC (UHS)

Signature
/s/ Steve Filton, Attorney-in-Fact for Alan B. Miller
Issuer symbol
UHS
Transactions as of
27 Oct 2021
Net transactions value
$0
Form type
4
Filing time
29 Oct 2021, 16:34:10 UTC
Previous filing
18 Aug 2021
Next filing
14 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UHS Class B Common Stock Other $0 -51,578 -40% $0.000000 78,794 27 Oct 2021 MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F1
transaction UHS Class B Common Stock Other $0 +51,578 +113% $0.000000 97,199 27 Oct 2021 MDM 2014 LLC as held by Alan B. Miller F1
transaction UHS Class B Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F2
transaction UHS Class B Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 MS 2014 LLC as held by Alan B. Miller F2
transaction UHS Class B Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F3
transaction UHS Class B Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 AMK 2014 LLC as held by Alan B. Miller F3
transaction UHS Class B Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F4
transaction UHS Class B Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 MS 2014 LLC as held by Alan B. Miller F4
transaction UHS Class B Common Stock Other $9,941,439 -78,794 -100% $126.17 0 28 Oct 2021 MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F5
transaction UHS Class B Common Stock Other $9,941,439 +78,794 +81% $126.17 175,993 28 Oct 2021 MDM 2014 LLC as held by Alan B. Miller F5
transaction UHS Class B Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F6
transaction UHS Class B Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 AMK 2014 LLC as held by Alan B. Miller F6
transaction UHS Class B Common Stock Other $13,697,268 -108,562 -100% $126.17 0 28 Oct 2021 Abby Miller King 2020 GRAT F7
transaction UHS Class B Common Stock Other $13,697,268 +108,562 +15% $126.17 810,939 28 Oct 2021 Direct F7
transaction UHS Class B Common Stock Other $13,697,268 -108,562 -100% $126.17 0 28 Oct 2021 Marni Spencer 2020 GRAT F8
transaction UHS Class B Common Stock Other $13,697,268 +108,562 +13% $126.17 919,501 28 Oct 2021 Direct F8
transaction UHS Class B Common Stock Other $18,262,981 -144,749 -100% $126.17 0 28 Oct 2021 Marc Daniel Miller 2020 GRAT F9
transaction UHS Class B Common Stock Other $18,262,981 +144,749 +16% $126.17 1,064,250 28 Oct 2021 Direct F9
holding UHS Class B Common Stock 41,438 27 Oct 2021 Abby Miller King 2021 GRAT
holding UHS Class B Common Stock 16,748 27 Oct 2021 AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust
holding UHS Class B Common Stock 55,763 27 Oct 2021 By The Abby Miller King 2011 Family Trust
holding UHS Class B Common Stock 55,251 27 Oct 2021 Marc Daniel Miller 2021 GRAT
holding UHS Class B Common Stock 41,438 27 Oct 2021 Marni Spencer 2021 GRAT
holding UHS Class B Common Stock 24,007 27 Oct 2021 MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust
holding UHS Class B Common Stock 16,748 27 Oct 2021 MS 2014 LLC held by The Marni Spencer 2002 Trust
holding UHS Class B Common Stock 9,810 27 Oct 2021 The Alan and Jill Miller Foundation F10
holding UHS Class B Common Stock 59,900 27 Oct 2021 The Marc Daniel Miller 2011 Family Trust
holding UHS Class B Common Stock 55,763 27 Oct 2021 The Marni Spencer 2011 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UHS Class A Common Stock Other $0 -38,684 -40% $0.000000 59,095 27 Oct 2021 Class B Common Stock 38,684 MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F1, F11, F12, F13
transaction UHS Class A Common Stock Other $0 +38,684 +113% $0.000000 72,900 27 Oct 2021 Class B Common Stock 38,684 MDM 2014 LLC as held by Alan B. Miller F1, F11, F12, F13
transaction UHS Class A Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 Class B Common Stock 23,382 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F2, F11, F12, F13
transaction UHS Class A Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 Class B Common Stock 23,382 MS 2014 LLC as held by Alan B. Miller F2, F11, F12, F13
transaction UHS Class A Common Stock Other $0 -23,382 -40% $0.000000 35,690 27 Oct 2021 Class B Common Stock 23,382 AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F3, F11, F12, F13
transaction UHS Class A Common Stock Other $0 +23,382 +97% $0.000000 47,562 27 Oct 2021 Class B Common Stock 23,382 AMK 2014 LLC as held by Alan B. Miller F3, F11, F12, F13
transaction UHS Class A Common Stock Other $7,456,016 -59,095 -100% $126.17 0 28 Oct 2021 Class B Common Stock 59,095 MDM 2014 LLC as held by the Marc Daniel Miller 2020 GRAT F5, F11, F12, F13
transaction UHS Class A Common Stock Other $7,456,016 +59,095 +81% $126.17 131,995 28 Oct 2021 Class B Common Stock 59,095 MDM 2014 LLC as held by Alan B. Miller F5, F11, F12, F13
transaction UHS Class A Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 Class B Common Stock 35,690 MS 2014 LLC as held by The Marni Spencer 2020 GRAT F4, F11, F12, F13
transaction UHS Class A Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 Class B Common Stock 35,690 MS 2014 LLC as held by Alan B. Miller F4, F11, F12, F13
transaction UHS Class A Common Stock Other $4,503,007 -35,690 -100% $126.17 0 28 Oct 2021 Class B Common Stock 35,690 AMK 2014 LLC as held by The Abby Miller King 2020 GRAT F6, F11, F12, F13
transaction UHS Class A Common Stock Other $4,503,007 +35,690 +75% $126.17 83,252 28 Oct 2021 Class B Common Stock 35,690 AMK 2014 LLC as held by Alan B. Miller F6, F11, F12, F13
holding UHS Class A Common Stock 4,155,255 27 Oct 2021 Class B Common Stock 4,155,255 Direct F11, F12, F13
holding UHS Class A Common Stock 258,630 27 Oct 2021 Class B Common Stock 258,630 The Alan B. Miller 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 16,748 27 Oct 2021 Class B Common Stock 16,748 MS 2014 LLC held by The Marni Spencer 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 18,005 27 Oct 2021 Class B Common Stock 18,005 MDM 2014 LLC held by The Marc Daniel Miller 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 16,748 27 Oct 2021 Class B Common Stock 16,748 AMK 2014 LLC held by The Abby Danielle Miller 2002 Trust F11, F12, F13
holding UHS Class A Common Stock 400,000 27 Oct 2021 Class B Common Stock 400,000 Alan B. Miller Marital Trust (f/b/o Jill Miller) F11, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 27, 2021, The Marc Daniel Miller 2020 LLC GRAT distributed 25.78899% of the MDM 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The MDM 2014 LLC holds 200,000 shares of Class B Common Stock and 150,000 shares of Class A Common Stock.
F2 On October 27, 2021, The Marni Spencer 2020 LLC GRAT distributed 23.38211% of the MS 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The MS 2014 LLC holds 100,000 shares of Class B Common Stock and 100,000 shares of Class A Common Stock.
F3 On October 27, 2021, The Abby Miller King 2020 LLC GRAT distributed 23.38211% of the AMK 2014 LLC to Alan B. Miller. Mr. Alan B. Miller's pecuniary interest in these shares is unchanged. All distributions hereinbefore described were made pursuant to the terms of the Trust Agreement creating each 2020 LLC GRAT. The AMK 2014 LLC holds 100,000 shares of Class B Common Stock and 100,000 shares of Class A Common Stock.
F4 On October 28, 2021, Alan B. Miller withdrew a 35.69034% interest in the MS 2014 LLC (corresponding to 35,690 shares of each of Class A and Class B common stock) from the Marni Spencer 2020 LLC GRAT. In exchange for the MS 2014 LLC interests, Alan B. Miller contributed to the Marni Spencer 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of MS 2014 interests from the Marni Spencer 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marni Spencer 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the MS 2014 LLC. This withdrawal of MS 2014 LLC interests from the Marni Spencer 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F5 On October 28, 2021, Alan B. Miller withdrew a 39.39690% interest in the MDM 2014 LLC (corresponding to 59,095 shares of Class A common stock and 78,794 shares of Class B common stock) from the Marc Daniel Miller 2020 LLC GRAT. In exchange for the MDM 2014 LLC interests, Alan B. Miller contributed to the Marc Daniel Miller 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of MDM 2014 interests from the Marc Daniel Miller 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marc Daniel Miller 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the MDM 2014 LLC. This withdrawal of MDM 2014 LLC interests from the Marc Daniel Miller 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F6 On October 28, 2021, Alan B. Miller withdrew a 35.69034% interest in the AMK 2014 LLC (corresponding to 35,690 shares of each of Class A and Class B common stock) from the Abby Miller King 2020 LLC GRAT. In exchange for the AMK 2014 LLC interests, Alan B. Miller contributed to the Abby Miller King 2020 LLC GRAT a promissory note for the value of such interests. The withdrawal of AMK 2014 interests from the Abby Miller King 2020 LLC GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Abby Miller King 2020 LLC GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns indirectly through the AMK 2014 LLC. This withdrawal of AMK 2014 LLC interests from the Abby Miller King 2020 LLC GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F7 On October 28, 2021, Alan B. Miller withdrew 108,562 shares of Class B common stock from the Abby Miller King 2020 GRAT. In exchange for the shares, Alan B. Miller contributed to the Abby Miller King 2020 GRAT a promissory note for the value of such shares. The withdrawal of shares from the Abby Miller King 2020 GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Abby Miller King 2020 GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns directly. This withdrawal of shares from the Abby Miller King 2020 GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F8 On October 28, 2021, Alan B. Miller withdrew 108,562 shares of Class B common stock from the Marni Spencer 2020 GRAT. In exchange for the shares, Alan B. Miller contributed to the Marni Spencer 2020 GRAT a promissory note for the value of such shares. The withdrawal of shares from the Marni Spencer 2020 GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marni Spencer 2020 GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns directly. This withdrawal of shares from the Marni Spencer 2020 GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F9 On October 28, 2021, Alan B. Miller withdrew 144,749 shares of Class B common stock from the Marc Daniel Miller 2020 GRAT. In exchange for the shares, Alan B. Miller contributed to the Marc Daniel Miller 2020 GRAT a promissory note for the value of such shares. The withdrawal of shares from the Marc Daniel Miller 2020 GRAT resulted in a decrease in the number of shares Alan B. Miller beneficially owns indirectly through the Marc Daniel Miller 2020 GRAT and a corresponding increase in the number of shares Alan B. Miller beneficially owns directly. This withdrawal of shares from the Marc Daniel Miller 2020 GRAT constitutes a change in form of but not the amount of beneficial ownership of the shares.
F10 Mr. Alan B. Miller disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Alan B. Miller is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F11 The Class A Common Stock is convertible into Class B Common Stock on a share for share basis.
F12 Immediately.
F13 Not Applicable.