Stephen Coughlin - 15 Oct 2021 Form 3 Insider Report for AES CORP (AES)

Role
EVP and CFO
Signature
/s/ Jennifer V. Gillcrist, attorney-in-fact
Issuer symbol
AES
Transactions as of
15 Oct 2021
Net transactions value
$0
Form type
3
Filing time
22 Oct 2021, 16:47:32 UTC
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AES Common Stock 9,587 15 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AES Units 15 Oct 2021 Common Stock 289 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Restricted Stock Units ("RSUs") granted pursuant to The AES Corporation 2003 Long Term Compensation Plan.
F2 These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under the Restoration Plan are paid out in cash following termination of employment or later per the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the Restoration Plan are 100% vested upon award.

Remarks:

Exhibit List: Exhibit 24.1 Power of Attorney