Robert A. Jeffe - Oct 19, 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Director
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Robert A. Jeffe
Stock symbol
ASB
Transactions as of
Oct 19, 2021
Transactions value $
$21,248
Form type
4
Date filed
10/20/2021, 01:41 PM
Previous filing
Sep 17, 2021
Next filing
Dec 16, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Phantom Stock Unit Award $21.2K +966 +2.6% $22.00 38.1K Oct 19, 2021 Common Stock $0.01 Par Value 966 $0.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 "Share units" awarded under Director's Deferred Compensation Plan.
F2 Stock units are 100% vested at the time of the acquisition.
F3 Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.