Robert A. Jeffe - 19 Oct 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Reporting relationship: Director
Issuer ticker: ASB
Reported as of: 19 Oct 2021
Net transaction value: +$21,248
SEC form: 4
Accepted by SEC: 20 Oct 2021, 13:41:26 UTC
Prior SEC filing: 17 Sep 2021
Next SEC filing: 16 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Lynn M. Floeter, attorney-in-fact for Robert A. Jeffe

Key filing fact

Robert A. Jeffe filed Form 4 for ASSOCIATED BANC-CORP (ASB) on 20 Oct 2021.

Key facts

This page summarizes Robert A. Jeffe's Form 4 filing for ASSOCIATED BANC-CORP (ASB).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 20 Oct 2021, 13:41.

Change

Previous filing in this sequence was filed on 17 Sep 2021.
Current net transaction value: +$21,248.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ASB transaction Derivative

Phantom Stock Unit

Award

Transaction value: $21,248
Shares: +966
Change %: +2.6%
Price: $22.00
Shares after: 38,136
Date: 19 Oct 2021
Ownership: Direct
Underlying class: Common Stock $0.01 Par Value
Underlying amount: 966
Exercise price: $0.000000
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

"Share units" awarded under Director's Deferred Compensation Plan.

Footnote F2

Stock units are 100% vested at the time of the acquisition.

Footnote F3

Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.