Daniel Vasella - Sep 30, 2021 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Director
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Sep 30, 2021
Transactions value $
$32,500
Form type
4
Date filed
10/4/2021, 08:11 PM
Previous filing
Jul 2, 2021
Next filing
Oct 5, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Share Equivalent Units Award $32.5K +192 +0.53% $169.33 36.4K Sep 30, 2021 Common Stock 192 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Share Equivalent Unit reflects the value of one common share.
F2 The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
F3 The Share Equivalent Units are convertible immediately and have no expiration date.
F4 Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.