| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OHI | Common Stock | Options Exercise | $387K | +12.9K | +7.75% | $29.96 | 180K | Sep 30, 2021 | Direct | F1 |
| transaction | OHI | Common Stock | Tax liability | -$171K | -5.72K | -3.18% | $29.96 | 174K | Sep 30, 2021 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OHI | Restricted Stock Units | Options Exercise | $0 | -12.9K | -50% | $0.00 | 12.9K | Sep 30, 2021 | Common Stock | 12.9K | Direct | F3 | |
| transaction | OHI | Profit Interest Units | Options Exercise | $0 | -29.4K | -25.98% | $0.00 | 83.7K | Sep 30, 2021 | OP Units | 29.4K | Direct | F4, F5, F6 | |
| transaction | OHI | OP Units | Options Exercise | $0 | +29.4K | +12.09% | $0.00 | 272K | Sep 30, 2021 | Common Stock | 29.4K | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Represents the vesting into common stock, on a one-for-one basis, of 25% of the performance based Restricted Stock Units (RSUs) that were earned for the 2018-2020 performance period, that was previously reported, and are subject to quarterly vesting in 2021. These have been reported as Restricted Stock Units since satisfaction of the performance condition. |
| F2 | Represents shares withheld from the common stock issued in respect of vested awards as payment of the associated income tax withholding liability. |
| F3 | Represents 25% of the Restricted Stock Units earned based on performance for the 2018-2020 performance period that will vest at the end of each calendar quarter of 2021, subject to continued employment and accelerated vesting in certain event and converted to common stock on a one-for-one basis. |
| F4 | Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. |
| F5 | Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. the OP Units have no expiration date. |
| F6 | 25% of the PIUs vest into OP Units at the end of each quarter of 2021, subject to continued employment and accelerated vesting upon certain events. |