Thomas P. Salice - Sep 30, 2021 Form 4 Insider Report for WATERS CORP /DE/ (WAT)

Role
Director
Signature
/s/ Thomas P Salice
Stock symbol
WAT
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 10:05 AM
Previous filing
Aug 6, 2021
Next filing
Nov 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WAT Common Stock 31.7K Sep 30, 2021 Direct
holding WAT Common Stock 7.95K Sep 30, 2021 By Family Foundation
holding WAT Common Stock 56.8K Sep 30, 2021 By Limited Liability Company F1
holding WAT Common Stock 3K Sep 30, 2021 By Rollover Ira

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAT Phantom Stock Units Award $0 +50.4 $0.00 50.4 Sep 30, 2021 Common Stock 50.4 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager. The reporting person disclaims beneficial ownership of the WAT common stock held by SRB Investments LLC except to the extent of his pecuniary interest therein.
F2 COMMON STOCK UNITS ARE CONVERTIBLE INTO COMMON STOCK SHARES ON A ONE TO ONE RATIO
F3 UPON RESIGNATION AS DIRECTOR.