Matthew M. Rankin - Oct 1, 2021 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Director, Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 03:26 PM
Previous filing
Jul 1, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +1.01K +4.58% 23.2K Oct 1, 2021 By Trust F1, F2, F3
holding NC Class A Common Stock 722 Oct 1, 2021 By Spouse F4
holding NC Class A Common Stock 2.06K Oct 1, 2021 By RAII/Spouse F5, F6
holding NC Class A Common Stock 645 Oct 1, 2021 Trust/Child1 F7
holding NC Class A Common Stock 2.81K Oct 1, 2021 Trust/RAII/Child1 F8
holding NC Class A Common Stock 500 Oct 1, 2021 Direct F5
holding NC Class A Common Stock 8.68K Oct 1, 2021 By RAII F5, F9
holding NC Class A Common Stock 563 Oct 1, 2021 Trust/Child2 F7
holding NC Class A Common Stock 2.67K Oct 1, 2021 Trust/RAII/Child2 F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 N/A
F3 Held through a trust for the benefit of Reporting Person.
F4 Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5 As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
F6 Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
F7 Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
F8 Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
F9 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .