Oleg Khaykin - Sep 23, 2021 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)

Role
President & CEO
Signature
/s/ Barbara R. Wallace, attorney-in-fact
Stock symbol
VIAV
Transactions as of
Sep 23, 2021
Transactions value $
-$1,150,120
Form type
4
Date filed
9/27/2021, 09:01 PM
Previous filing
Sep 23, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction VIAV Common Stock Options Exercise $0 +89.6 K +14.94% $0.00 690 K Sep 23, 2021 Direct F1
transaction VIAV Common Stock Tax liability -$550 K -35.3 K -5.11% $15.60 654 K Sep 23, 2021 Direct
transaction VIAV Common Stock Options Exercise $0 +24 K +3.66% $0.00 678 K Sep 23, 2021 Direct F1
transaction VIAV Common Stock Tax liability -$148 K -9.43 K -1.39% $15.69 669 K Sep 23, 2021 Direct
transaction VIAV Common Stock Options Exercise $0 +73.2 K +10.95% $0.00 742 K Sep 23, 2021 Direct F1
transaction VIAV Common Stock Tax liability -$452 K -28.8 K -3.88% $15.69 713 K Sep 23, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIAV Market Stock Units Options Exercise $0 -89.6 K -100% $0.00 0 Sep 23, 2021 Common Stock 89.6 K $0.00 Direct F1, F2, F3
transaction VIAV Market Stock Units Options Exercise -24 K -27.01% 64.8 K Sep 23, 2021 Common Stock 24 K $0.00 Direct F1, F3, F4
transaction VIAV Market Stock Units Options Exercise -73.2 K -29.41% 176 K Sep 23, 2021 Common Stock 73.2 K $0.00 Direct F1, F3, F5

Explanation of Responses:

Id Content
F1 Each unit converts upon vesting into one share of common stock.
F2 See Exhibit 99.17A
F3 There are no expiration dates on MSUs.
F4 See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms
F5 See Exhibit 99 - FY2021 MSU Exhibit for vesting schedule and terms