Mary Kay Haben - Sep 23, 2021 Form 4 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director
Signature
/s/ Samantha Thompson, Attorney-in-fact
Stock symbol
EQR
Transactions as of
Sep 23, 2021
Transactions value $
-$215,013
Form type
4
Date filed
9/24/2021, 04:24 PM
Previous filing
Jul 1, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQR Common Shares Of Beneficial Interest Options Exercise $338K +6.67K +88.87% $50.68 14.2K Sep 23, 2021 Direct F1
transaction EQR Common Shares Of Beneficial Interest Sale -$553K -6.67K -47.05% $82.94 7.5K Sep 23, 2021 Direct F1
holding EQR Common Shares Of Beneficial Interest 15.5K Sep 23, 2021 SERP Account F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -6.67K -100% $0.00* 0 Sep 23, 2021 Common Shares Of Beneficial Interest 6.67K $50.68 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2 Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.