Gale E. Klappa - Sep 15, 2021 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Director
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Gale E. Klappa
Stock symbol
ASB
Transactions as of
Sep 15, 2021
Transactions value $
-$96,534
Form type
4
Date filed
9/17/2021, 12:11 PM
Previous filing
Jun 17, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Award $2.24K +108 +0.45% $20.73 24.3K Sep 15, 2021 Direct F1
transaction ASB Common Stock $0.01 Par Value Award $1.22K +59 +0.24% $20.73 24.4K Sep 15, 2021 Direct F2
transaction ASB Common Stock $0.01 Par Value Award $1.35K +65 +0.27% $20.73 24.5K Sep 15, 2021 Direct F3
transaction ASB Non-Cumulative Perpetual Preferred Stock, Series D (ASBPRD) Other -$101K -4K -100% $25.34 0 Sep 15, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
F2 Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
F3 Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
F4 The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.