Maura Shaughnessy - 14 Sep 2021 Form 4 Insider Report for AES CORP (AES)

Role: Director
Signature: /s/ Jennifer V. Gillcrist, attorney-in-fact
Issuer symbol: AES
Transactions as of: 14 Sep 2021
Net transactions value: +$713,822
Form type: 4
Filing time: 16 Sep 2021, 16:07:33 UTC
Previous filing: 19 Jul 2021
Next filing: 22 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AES	Common Stock	Purchase	$119,025	+5,000	+12%	$23.80	48,153	14 Sep 2021	Direct
transaction	AES	Common Stock	Purchase	$297,375	+12,500		$23.79	12,500	14 Sep 2021	By Trust 1	F1
transaction	AES	Common Stock	Purchase	$297,422	+12,500		$23.79	12,500	14 Sep 2021	By Trust 2	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a purchase of securities by a trust for the benefit of the reporting person's son, and for which the reporting person is the trustee.
F2	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.77 to $23.80, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Content

This transaction involved a purchase of securities by a trust for the benefit of the reporting person's son, and for which the reporting person is the trustee.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.77 to $23.80, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.