David W. Gibbs - Sep 15, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: Chief Executive Officer, Director
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: Sep 15, 2021
Transactions value $: -$184,613
Form type: 4
Date filed: 9/16/2021, 10:31 AM
Previous filing: Sep 2, 2021
Next filing: Oct 5, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$102K	+2.23K	+11.12%	$45.88	22.3K	Sep 15, 2021	Direct	F1
transaction	YUM	Common Stock	Disposed to Issuer	-$102K	-793	-3.56%	$128.99	21.5K	Sep 15, 2021	Direct	F1
transaction	YUM	Common Stock	Sale	-$184K	-1.43K	-6.68%	$128.66	20K	Sep 15, 2021	Direct	F1
holding	YUM	Common Stock						39.5K	Sep 15, 2021	Trust - DWG
holding	YUM	Common Stock						26.4K	Sep 15, 2021	Trust SJG

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-2.23K	-20%	$0.00	8.91K	Sep 15, 2021	Common Stock	2.23K	$45.88	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to 10b5-1 Plan
F2	Vesting occurs on a quarterly basis beginning one year from grant date.