Joseph Chan - Sep 3, 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Sep 3, 2021
Transactions value $
-$69,188
Form type
4
Date filed
9/7/2021, 08:43 AM
Previous filing
Jun 22, 2021
Next filing
Sep 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3.44K +146.01% $0.00 5.8K Sep 3, 2021 Direct F1
transaction YUMC Common Stock Tax liability -$69.2K -1.11K -19.1% $62.50 4.69K Sep 3, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3.44K -49.26% $0.00 3.54K Sep 3, 2021 Common Stock 3.44K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 9/3/2019.
F3 This grant does not have an expiration date.