Joseph Chan - 03 Sep 2021 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
03 Sep 2021
Net transactions value
-$69,188
Form type
4
Filing time
07 Sep 2021, 08:43:21 UTC
Previous filing
22 Jun 2021
Next filing
20 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3,440 +146% $0.000000 5,796 03 Sep 2021 Direct F1
transaction YUMC Common Stock Tax liability $69,188 -1,107 -19% $62.50 4,689 03 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3,440 -49% $0.000000 3,544 03 Sep 2021 Common Stock 3,440 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 9/3/2019.
F3 This grant does not have an expiration date.