Robert L. Grubka - Aug 31, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: CEO, Health Solutions
Signature: /s/ Rachel Reid, Attorney-in-Fact
Stock symbol: VOYA
Transactions as of: Aug 31, 2021
Transactions value $: $171
Form type: 4
Date filed: 9/2/2021, 04:14 PM
Previous filing: Aug 17, 2021
Next filing: Sep 17, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VOYA	Common Stock						17.1K	Aug 31, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	401(k) Plan Issuer Stock Units	Award	$50.00	+2.29	+0.13%	$21.85	1.81K	Aug 31, 2021	Common Stock	2.29		Direct	F1
transaction	VOYA	Deferred Savings Plan Issuer Stock Units	Award	$121	+1.87	+0.47%	$64.98	402	Aug 31, 2021	Common Stock	1.87		Direct	F1
holding	VOYA	Performance Stock Unit						20.4K	Aug 31, 2021	Common Stock	20.4K		Direct	F2
holding	VOYA	Restricted Stock Units						14.1K	Aug 31, 2021	Common Stock	14.1K		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2	The stock units will vest based on their respective award agreements.
F3	The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.

Remarks:

CEO, Health Solutions