David J. Neithercut - Sep 1, 2021 Form 4 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director
Signature
/s/ Samantha Thompson, Attorney-in-fact
Stock symbol
EQR
Transactions as of
Sep 1, 2021
Transactions value $
-$3,468,101
Form type
4
Date filed
9/2/2021, 04:13 PM
Previous filing
Aug 10, 2021
Next filing
Sep 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQR Common Shares Of Beneficial Interest Options Exercise $750K +16.6K +576.65% $45.28 19.4K Sep 1, 2021 Family Limited Partnership F1
transaction EQR Common Shares Of Beneficial Interest Sale -$1.41M -16.6K -85.22% $85.00 2.87K Sep 1, 2021 Family Limited Partnership F1
transaction EQR Common Shares Of Beneficial Interest Options Exercise $4.28M +83.4K +2902.82% $51.34 86.3K Sep 1, 2021 Family Limited Partnership F1
transaction EQR Common Shares Of Beneficial Interest Sale -$7.09M -83.4K -96.67% $85.02 2.87K Sep 1, 2021 Family Limited Partnership F1, F2
holding EQR Common Shares Of Beneficial Interest 3.39K Sep 1, 2021 Direct
holding EQR Common Shares Of Beneficial Interest 56.5K Sep 1, 2021 Trust I F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -16.6K -100% $0.00* 0 Sep 1, 2021 Common Shares Of Beneficial Interest 16.6K $45.28 Family Limited Partnership F1
transaction EQR Non-qualified Stock Option (Right to Buy) Options Exercise $0 -83.4K -30.21% $0.00 193K Sep 1, 2021 Common Shares Of Beneficial Interest 83.4K $51.34 Family Limited Partnership F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
F2 The price represents the weighted average price of the shares sold. The shares were sold within a range of $85.00 to $85.04. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
F4 Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.