Jed A. Plafker - 31 Aug 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Vice President
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
31 Aug 2021
Net transactions value
-$462,432
Form type
4
Filing time
02 Sep 2021, 15:44:45 UTC
Previous filing
30 Jun 2021
Next filing
08 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability $462,432 -14,255 -9.7% $32.44 133,312 31 Aug 2021 Direct F1
holding BEN Common Stock, par value $.10 574 31 Aug 2021 By 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount of securities beneficially owned, 41,222 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards.
F2 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2021.

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.