BESSETTE ANDY F - 07 Jan 2004 Form 4 Insider Report for TRAVELERS COMPANIES, INC. (TRV)

Signature
/s/Wendy C. Skjerven, by power of attorney
Issuer symbol
TRV
Transactions as of
07 Jan 2004
Net transactions value
-$895,538
Form type
4
Filing time
31 Aug 2021, 16:15:57 UTC
Next filing
24 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRV Common Stock Options Exercise $88,535 +835 +7% $106.03 12,745 27 Aug 2021 Direct
transaction TRV Common Stock Sale $135,432 -835 -6.6% $162.19 11,910 27 Aug 2021 Direct F1
transaction TRV Common Stock Options Exercise $2,375,600 +20,000 +168% $118.78 31,910 27 Aug 2021 Direct
transaction TRV Common Stock Sale $3,240,960 -20,000 -63% $162.05 11,910 27 Aug 2021 Direct F2
holding TRV Common Stock 1,566 07 Jan 2004 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRV Stock Option (Right to Buy) Options Exercise $0 -835 -100% $0.000000* 0 27 Aug 2021 Common Stock 835 $106.03 Direct
transaction TRV Stock Options (Right to Buy) Options Exercise $0 -20,000 -77% $0.000000 6,005 27 Aug 2021 Common Stock 20,000 $118.78 Direct
transaction TRV Deferred Compensation Phantom Stock Award $5,711 +145 $39.40* 145 07 Jan 2004 Common Stock 145 Direct F3, F4, F5
transaction TRV Deferred Compensation Phantom Stock Award $11,008 +298 +198% $36.98* 448 07 Jan 2005 Common Stock 298 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sales price for price increments ranging from $162.18 to $162.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 Represents the weighted average sales price for price increments ranging from $162.01 to $162.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans.
F4 Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company.
F5 Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans.
F6 Includes 5.51 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.