Bessette Andy F - Jan 7, 2004 Form 4 Insider Report for TRAVELERS COMPANIES, INC. (TRV)

Role
EVP and Chief Admin Officer
Signature
/s/Wendy C. Skjerven, by power of attorney
Stock symbol
TRV
Transactions as of
Jan 7, 2004
Transactions value $
-$895,538
Form type
4
Date filed
8/31/2021, 04:15 PM
Next filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction TRV Common Stock Options Exercise $88.5 K +835 +7.01% $106.03 12.7 K Aug 27, 2021 Direct
transaction TRV Common Stock Sale -$135 K -835 -6.55% $162.19 11.9 K Aug 27, 2021 Direct F1
transaction TRV Common Stock Options Exercise $2.38 M +20 K +167.93% $118.78 31.9 K Aug 27, 2021 Direct
transaction TRV Common Stock Sale -$3.24 M -20 K -62.68% $162.05 11.9 K Aug 27, 2021 Direct F2
holding TRV Common Stock 1.57 K Jan 7, 2004 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRV Stock Option (Right to Buy) Options Exercise $0 -835 -100% $0.00 0 Aug 27, 2021 Common Stock 835 $106.03 Direct
transaction TRV Stock Options (Right to Buy) Options Exercise $0 -20 K -76.91% $0.00 6.01 K Aug 27, 2021 Common Stock 20 K $118.78 Direct
transaction TRV Deferred Compensation Phantom Stock Award $5.71 K +145 $39.40 145 Jan 7, 2004 Common Stock 145 Direct F3, F4, F5
transaction TRV Deferred Compensation Phantom Stock Award $11 K +298 +197.83% $36.98 448 Jan 7, 2005 Common Stock 298 Direct F3, F4, F5, F6

Explanation of Responses:

Id Content
F1 Represents the weighted average sales price for price increments ranging from $162.18 to $162.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 Represents the weighted average sales price for price increments ranging from $162.01 to $162.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans.
F4 Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company.
F5 Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans.
F6 Includes 5.51 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.