HEYMAN WILLIAM H - 09 Jul 2003 Form 4 Insider Report for TRAVELERS COMPANIES, INC. (TRV)

Role
Vice Chairman
Signature
/s/Wendy C. Skjerven, by power of attorney
Issuer symbol
TRV
Transactions as of
09 Jul 2003
Net transactions value
-$243,169
Form type
4
Filing time
27 Aug 2021, 16:44:37 UTC
Next filing
10 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRV Common Stock Options Exercise $530,150 +5,000 +2% $106.03 250,261 25 Aug 2021 Direct
transaction TRV Common Stock Sale $487,500 -3,000 -1.2% $162.50 247,261 25 Aug 2021 Direct F1
transaction TRV Common Stock Sale $326,250 -2,000 -0.81% $163.12 245,261 25 Aug 2021 Direct F2
holding TRV Common Stock 1,573 09 Jul 2003 401(k) Plan
holding TRV Common Stock 2,256 09 Jul 2003 Held By Spouse F3
holding TRV Common Stock 250 09 Jul 2003 In Trust For Stepson F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TRV Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 25 Aug 2021 Common Stock 5,000 $106.03 Direct
transaction TRV Deferred Compensation Phantom Stock Award $3,000 +82 $36.57* 82 09 Jul 2003 Common Stock 82 Direct F4, F5, F6
transaction TRV Deferred Compensation Phantom Stock Award $15,000 +381 +460% $39.40* 464 07 Jan 2004 Common Stock 381 Direct F4, F5, F6, F7
transaction TRV Deferred Compensation Phantom Stock Award $3,854 +98 +21% $39.19* 570 07 Jul 2004 Common Stock 98 Direct F4, F5, F6, F8
transaction TRV Deferred Compensation Phantom Stock Award $18,577 +502 +86% $36.98* 1,084 07 Jan 2005 Common Stock 502 Direct F4, F5, F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sales price for increments ranging from $162.25 to $162.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 Represents the weighted average sales price for increments ranging from $163.00 to $163.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The Reporting Person disclaims beneficial ownership of these shares.
F4 This Form 4 is also being filed to report the acquisition of Deferred Compensation Phantom Stock units, which were inadvertently not reported at the time the reporting person made a contribution to one of the Company's deferred compensation plans.
F5 Pursuant to the terms of the plan, the executive will receive distribution of his deferred compensation account in cash following termination of his employment with the Company.
F6 Represents the approximate number of shares of Travelers Common Stock underlying the hypothetical investment of deferred compensation pursuant to one of the Company's deferred compensation plans.
F7 Includes 0.80 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from July 9, 2003 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.
F8 Includes 7.83 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from January 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.
F9 Includes 11.83 shares of Travelers Common Stock underlying Deferred Compensation Phantom Stock units acquired from July 7, 2004 to the date of the reported transaction pursuant to the dividend reinvestment feature of the deferred compensation plan.