Jennifer M. Johnson - Dec 21, 2020 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Dec 21, 2020
Transactions value $
-$1,603,202
Form type
4
Date filed
8/19/2021, 07:13 PM
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Sale -$1.6M -52.8K -2.71% $30.37 1.9M Aug 19, 2021 Direct F1
transaction BEN Common Stock, par value $.10 Gift +1.22K +0.06% 1.94M Dec 21, 2020 Direct F2
transaction BEN Common Stock, par value $.10 Gift +6.09K +3.27% 192K Dec 21, 2020 By Children or As Trustee For Children F2, F3
holding BEN Common Stock, par value $.10 2.17K Dec 21, 2020 By 401(k) F4
holding BEN Common Stock, par value $.10 2.61M Dec 21, 2020 By Business Limited Partnership F5
holding BEN Common Stock, par value $.10 15K Dec 21, 2020 By Business Trust F6
holding BEN Common Stock, par value $.10 198K Dec 21, 2020 By Venture Limited Partnership F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Not applicable.
F3 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2021.
F5 Business limited partnership under control of Reporting Person.
F6 Business trust for the benefit of Reporting Person and Reporting Person's children.
F7 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.