John J. Dziewisz - Aug 13, 2021 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
SVP & Corp. Secy.
Signature
/s/ John J. Dziewisz
Stock symbol
BW
Transactions as of
Aug 13, 2021
Transactions value $
-$122,882
Form type
4
Date filed
8/17/2021, 05:14 PM
Previous filing
Aug 16, 2021
Next filing
Aug 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Options Exercise $104K +13.3K +10.81% $7.78 137K Aug 13, 2021 Direct F1
transaction BW Common Stock Tax liability -$47K -6.05K -4.42% $7.78 131K Aug 13, 2021 Direct
transaction BW Common Stock Sale -$180K -25K -19.14% $7.18 106K Aug 17, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BW Restricted Stock Unit Options Exercise $0 -13.3K -50% $0.00 13.3K Aug 13, 2021 Common Stock 13.3K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSUs vest in three equal installments beginning on August 13, 2020.
F2 Represents the share price weighted average.
F3 Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 13, 2020.