John J. Dziewisz - 13 Aug 2021 Form 4 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
SVP & Corp. Secy.
Signature
/s/ John J. Dziewisz
Issuer symbol
BW
Transactions as of
13 Aug 2021
Net transactions value
-$122,882
Form type
4
Filing time
17 Aug 2021, 17:14:47 UTC
Previous filing
16 Aug 2021
Next filing
27 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BW Common Stock Options Exercise $103,731 +13,333 +11% $7.78 136,638 13 Aug 2021 Direct F1
transaction BW Common Stock Tax liability $47,038 -6,046 -4.4% $7.78 130,592 13 Aug 2021 Direct
transaction BW Common Stock Sale $179,575 -25,000 -19% $7.18 105,592 17 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BW Restricted Stock Unit Options Exercise $0 -13,333 -50% $0.000000 13,334 13 Aug 2021 Common Stock 13,333 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSUs vest in three equal installments beginning on August 13, 2020.
F2 Represents the share price weighted average.
F3 Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 13, 2020.