Kevin D. Silva - Aug 16, 2021 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President and Chief Human Resources Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Aug 16, 2021
Transactions value $
-$1,007,561
Form type
4
Date filed
8/17/2021, 04:20 PM
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$1.01M -15K -56.86% $67.17 11.4K Aug 16, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 18K Aug 16, 2021 Common Stock 18K Direct F2
holding VOYA Performance Stock Unit 36.5K Aug 16, 2021 Common Stock 36.5K Direct F3
holding VOYA Performance-Based Stock Options 71.2K Aug 16, 2021 Common Stock 71.2K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $66.245 to $67.40. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President and Chief Human Resources Officer