David W. Gibbs - Aug 16, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: Chief Executive Officer, Director
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: Aug 16, 2021
Transactions value $: -$197,676
Form type: 4
Date filed: 8/17/2021, 01:57 PM
Previous filing: Jul 16, 2021
Next filing: Sep 2, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$102K	+2.23K	+11.12%	$45.88	22.3K	Aug 16, 2021	Direct	F1
transaction	YUM	Common Stock	Disposed to Issuer	-$102K	-758	-3.41%	$134.96	21.5K	Aug 16, 2021	Direct	F1
transaction	YUM	Common Stock	Sale	-$198K	-1.47K	-6.83%	$134.48	20K	Aug 16, 2021	Direct	F1
holding	YUM	Common Stock						39.5K	Aug 16, 2021	Trust - DWG
holding	YUM	Common Stock						26.4K	Aug 16, 2021	Trust SJG

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Stock Appreciation Right	Options Exercise	$0	-2.23K	-16.67%	$0.00	11.1K	Aug 16, 2021	Common Stock	2.23K	$45.88	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to 10b5-1 Plan
F2	Vesting occurs on a quarterly basis beginning one year from grant date.