Werner J. Schweiger - Aug 12, 2021 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Schweiger
Stock symbol
ES
Transactions as of
Aug 12, 2021
Transactions value $
-$2,921,050
Form type
4
Date filed
8/13/2021, 05:26 PM
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities -$43.2K -482 -55.98% $89.60 379 Aug 12, 2021 401k Plan (Trustee) F1, F2
holding ES Common Shares, $5.00 par value 192K Aug 12, 2021 Direct F3
holding ES Common Shares, $5.00 par value 3.2K Aug 12, 2021 By Werner Schweiger Trust
holding ES Common Shares, $5.00 par value 437 Aug 12, 2021 By Linda Schweiger Trust
holding ES Common Shares, $5.00 par value 433 Aug 12, 2021 Custodial Account for Grandchild

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ES Phantom Shares Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities -$2.88M -32.1K -100% $89.60 0 Aug 12, 2021 Common Shares, $5.00 par value 32.1K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. Shares may be transferred by the reporting person into an alternative investment at any time.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.
F3 Includes deferred shares, restricted share units and dividend equivalents thereon.
F4 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.